We are live on ! Find out more
FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-6.27%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$39.7M
AUM Growth
+$3.72M
Cap. Flow
+$6.77M
Cap. Flow %
17.03%
Top 10 Hldgs %
100%
Holding
6
New
1
Increased
1
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$6.34M
2
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
+$528K

Top Sells

Rank Stock Value
1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$106K

Sector Composition

Rank Sector Weight
1 Energy 30.04%
2 Financials 12.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1
Kinder Morgan
KMI
$71.9B
$11.9M 30.04%
792,300
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$11.7M 29.44%
444,039
-4,000
-0.9% -$106K
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$6.39M 16.08%
+4,950
New +$6.34M
KMI.PRA
4
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.63M 11.65%
149,900
+14,900
+11% +$528K
CIT
5
DELISTED
CIT Group Inc.
CIT
$4.53M 11.4%
87,960
– –
COOP
6
DELISTED
Mr. Cooper
COOP
$553K 1.39%
32,663
– –

Similar funds

WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
PAM
PT Asset Management Chicago, Illinois $13.7M AUM 9.34% 1-Year Est. Return
SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
IP
Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return
PI
Pharmstandard International Luxembourg $29M AUM 3.25% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return

Flaherty & Crumrine's Q1 2018 Portfolio in Review

As of Q1 2018, Flaherty & Crumrine held 6 positions worth $39.7M, up 10% from $36M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine deployed $6.77M of net new capital in Q1 2018, opening 1 new position and adding to 1 existing holding. Its largest new stake was Wells Fargo 7.5% Non Cumv Perp Conv: 4,950 shares worth $6.39M.

By sector, the portfolio is most concentrated in Energy at 30% of assets, down from 40% a quarter earlier, followed by Financials.

On the sell side, the largest reduction was Barclays Bank Plc, an estimated $106K trimmed.

  • Flaherty & Crumrine's largest Q1 2018 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 4,950 shares worth $6.39M.
  • Flaherty & Crumrine added most to Kinder Morgan, Inc. in Q1 2018, an estimated $528K increase.
  • Flaherty & Crumrine's biggest Q1 2018 reduction was Barclays Bank Plc, cutting an estimated $106K.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $39.7M portfolio in Q1 2018.
  • Flaherty & Crumrine opened 1 new position and closed 0 in Q1 2018.
  • Flaherty & Crumrine's portfolio value rose 10% quarter-over-quarter to $39.7M.

Based on Flaherty & Crumrine's 13F filing for Q1 2018, filed 11 May 2018.