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Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+0.24%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$88.7M
AUM Growth
+$197K
Cap. Flow
+$29.4K
Cap. Flow %
0.03%
Top 10 Hldgs %
100%
Holding
9
New
1
Increased
1
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$1.12M
2
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$757K

Top Sells

Rank Stock Value
1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$638K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$630K
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$424K
4
EQC.PRE
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
+$155K

Sector Composition

Rank Sector Weight
1 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$31.6M 35.61%
1,236,800
-25,000
-2% -$638K
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$23.6M 26.57%
898,228
-23,855
-3% -$630K
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.2M 19.4%
666,181
– –
EQC.PRE
4
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.85M 6.59%
223,437
-6,000
-3% -$155K
CIT
5
DELISTED
CIT Group Inc.
CIT
$3.97M 4.47%
87,960
– –
RBS.PRS.CL
6
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.95M 2.2%
78,000
– –
RBS.PRM
7
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.94M 2.18%
77,500
+45,000
+138% +$1.12M
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.89M 2.13%
72,456
-16,256
-18% -$424K
RBS.PRQ
9
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$756K 0.85%
+30,000
New +$757K

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FHAM
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EMC
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PAM
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SAM
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IP
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PI
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CIG
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Flaherty & Crumrine's Q1 2015 Portfolio in Review

As of Q1 2015, Flaherty & Crumrine held 9 positions worth $88.7M, up 0.22% from $88.5M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine's Q1 2015 filing shows 1 new, 1 increased and 4 reduced positions. Its largest new stake was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q: 30,000 shares worth $756K. The largest sale was ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD, an estimated $638K.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 4.7% a quarter earlier.

  • Flaherty & Crumrine's largest Q1 2015 buy was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q: 30,000 shares worth $756K.
  • Flaherty & Crumrine added most to ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK) in Q1 2015, an estimated $1.12M increase.
  • Flaherty & Crumrine's biggest Q1 2015 reduction was ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD, cutting an estimated $638K.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $88.7M portfolio in Q1 2015.
  • Flaherty & Crumrine opened 1 new position and closed 0 in Q1 2015.
  • Flaherty & Crumrine's portfolio value rose 0.22% quarter-over-quarter to $88.7M.

Based on Flaherty & Crumrine's 13F filing for Q1 2015, filed 15 May 2015.