FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
+0.24%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$88.7M
AUM Growth
+$88.7M
Cap. Flow
+$35.3K
Cap. Flow %
0.04%
Top 10 Hldgs %
100%
Holding
9
New
1
Increased
1
Reduced
4
Closed
–

Top Buys

1
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.12M
2
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$756K

Top Sells

1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$639K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$626K
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$423K
4
EQC.PRE
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$157K

Sector Composition

1 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$31.6M 35.61%
1,236,800
-25,000
-2% -$639K
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$23.6M 26.57%
898,228
-23,855
-3% -$626K
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.2M 19.4%
666,181
– –
EQC.PRE
4
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.85M 6.59%
223,437
-6,000
-3% -$157K
CIT
5
DELISTED
CIT Group Inc.
CIT
$3.97M 4.47%
87,960
– –
RBS.PRS.CL
6
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.95M 2.2%
78,000
– –
RBS.PRM
7
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.94M 2.18%
77,500
+45,000
+138% +$1.12M
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.89M 2.13%
72,456
-16,256
-18% -$423K
RBS.PRQ
9
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$756K 0.85%
+30,000
New +$756K