FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
+0.05%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$149M
AUM Growth
+$149M
Cap. Flow
-$12.3M
Cap. Flow %
-8.24%
Top 10 Hldgs %
100%
Holding
11
New
–
Increased
1
Reduced
4
Closed
1

Top Buys

1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$898K

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$6.39M
2
KEY.PRG
KeyCorp Pfd
KEY.PRG
$3.37M
3
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$1.69M
4
CIT
CIT Group Inc.
CIT
$876K
5
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$862K

Sector Composition

1 Financials 4.19%
2 Utilities 1.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCS.PRD.CL
1
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$50.6M 33.92%
1,994,094
-66,673
-3% -$1.69M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$28.9M 19.38%
26,038
-5,755
-18% -$6.39M
RBS.PRT
3
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$25.6M 17.16%
1,066,167
+37,424
+4% +$898K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$25M 16.78%
994,502
– –
CIT
5
DELISTED
CIT Group Inc.
CIT
$6.26M 4.19%
119,960
-16,800
-12% -$876K
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.21M 2.83%
166,310
-34,040
-17% -$862K
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$2.89M 1.94%
134,400
– –
CWH.PRE
8
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$2.31M 1.55%
106,157
– –
EXC icon
9
Exelon
EXC
$44.1B
$2.05M 1.38%
75,000
– –
RBS.PRM
10
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.3M 0.87%
62,000
– –
KEY.PRG
11
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-26,990
Closed -$3.37M