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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$88.5M
AUM Growth
-$2.5M
Cap. Flow
-$3.17M
Cap. Flow %
-3.58%
Top 10 Hldgs %
100%
Holding
8
New
–
Increased
–
Reduced
4
Closed
–

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$1.22M
2
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$839K
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$751K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$356K

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.25%
2 Financials 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$32.2M 36.32%
1,261,800
-14,000
-1% -$356K
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$24M 27.16%
922,083
-47,050
-5% -$1.22M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.2M 19.42%
666,181
-32,650
-5% -$839K
EQC.PRE
4
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.89M 6.65%
229,437
– –
CIT
5
DELISTED
CIT Group Inc.
CIT
$4.21M 4.75%
87,960
– –
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$2.3M 2.6%
88,712
-29,061
-25% -$751K
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.94M 2.19%
78,000
– –
RBS.PRM
8
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$801K 0.9%
32,500
– –

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Flaherty & Crumrine's Q4 2014 Portfolio in Review

As of Q4 2014, Flaherty & Crumrine held 8 positions worth $88.5M, down 2.7% from $91M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $3.17M in Q4 2014, reducing 4 holdings. Its largest reduction was Barclays Bank Plc, cutting an estimated $1.22M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 96% a quarter earlier, followed by Financials.

  • Flaherty & Crumrine's biggest Q4 2014 reduction was Barclays Bank Plc, cutting an estimated $1.22M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $88.5M portfolio in Q4 2014.
  • Flaherty & Crumrine opened 0 new positions and closed 0 in Q4 2014.
  • Flaherty & Crumrine's portfolio value fell 2.7% quarter-over-quarter to $88.5M.

Based on Flaherty & Crumrine's 13F filing for Q4 2014, filed 17 Feb 2015.