FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
+0.65%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$88.5M
AUM Growth
+$88.5M
Cap. Flow
-$3.18M
Cap. Flow %
-3.59%
Top 10 Hldgs %
100%
Holding
8
New
–
Increased
–
Reduced
4
Closed
–

Top Buys

No buys this quarter

Top Sells

1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$1.23M
2
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$843K
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$754K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$357K

Sector Composition

1 Financials 4.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$32.2M 36.32%
1,261,800
-14,000
-1% -$357K
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$24M 27.16%
922,083
-47,050
-5% -$1.23M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.2M 19.42%
666,181
-32,650
-5% -$843K
EQC.PRE
4
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.89M 6.65%
229,437
– –
CIT
5
DELISTED
CIT Group Inc.
CIT
$4.21M 4.75%
87,960
– –
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$2.3M 2.6%
88,712
-29,061
-25% -$754K
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.94M 2.19%
78,000
– –
RBS.PRM
8
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$801K 0.9%
32,500
– –