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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$98.8M
AUM Growth
+$13.3M
Cap. Flow
+$12.6M
Cap. Flow %
12.79%
Top 10 Hldgs %
100%
Holding
9
New
1
Increased
1
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
+$24.1M
2
COOP
Mr. Cooper
COOP
+$1.13K

Top Sells

Rank Stock Value
1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$7.48M
2
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$3.03M
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$845K
4
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$99.1K

Sector Composition

Rank Sector Weight
1 Financials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$28.9M 29.26%
1,118,674
-118,126
-10% -$3.03M
KMI.PRA
2
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$23.2M 23.44%
+575,000
New +$24.1M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.2M 17.4%
662,350
-3,831
-0.6% -$99.1K
BCS.PRD.CL
4
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$16.3M 16.47%
613,643
-284,585
-32% -$7.48M
EQC.PRE
5
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.74M 5.81%
223,437
– –
CIT
6
DELISTED
CIT Group Inc.
CIT
$3.49M 3.53%
87,960
– –
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.98M 2%
78,000
– –
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.06M 1.07%
40,200
-32,256
-45% -$845K
COOP
9
DELISTED
Mr. Cooper
COOP
$999K 1.01%
32,663
+38
+0.1% +$1.13K

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EMC
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PAM
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SAM
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IP
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PI
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CIG
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Flaherty & Crumrine's Q4 2015 Portfolio in Review

As of Q4 2015, Flaherty & Crumrine held 9 positions worth $98.8M, up 16% from $85.5M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine deployed $12.6M of net new capital in Q4 2015, opening 1 new position and adding to 1 existing holding. Its largest new stake was Kinder Morgan, Inc.: 575,000 shares worth $23.2M.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.3% a quarter earlier.

On the sell side, the largest reduction was Barclays Bank Plc, an estimated $7.48M trimmed.

  • Flaherty & Crumrine's largest Q4 2015 buy was Kinder Morgan, Inc.: 575,000 shares worth $23.2M.
  • Flaherty & Crumrine added most to Mr. Cooper in Q4 2015, an estimated $1.13K increase.
  • Flaherty & Crumrine's biggest Q4 2015 reduction was Barclays Bank Plc, cutting an estimated $7.48M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $98.8M portfolio in Q4 2015.
  • Flaherty & Crumrine opened 1 new position and closed 0 in Q4 2015.
  • Flaherty & Crumrine's portfolio value rose 16% quarter-over-quarter to $98.8M.

Based on Flaherty & Crumrine's 13F filing for Q4 2015, filed 16 Feb 2016.