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Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-1.63%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$40.7M
Cap. Flow
-$19.5M
Cap. Flow %
-16.99%
Top 10 Hldgs %
100%
Holding
10
New
–
Increased
–
Reduced
1
Closed
–

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$53.5K

Sector Composition

Rank Sector Weight
1 Energy 14.26%
2 Financials 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1
Kinder Morgan
KMI
$71.9B
$16.4M 14.26%
792,300
– –
BCS.PRA.CL
2
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$13.2M 11.46%
520,083
-2,091
-0.4% -$53.5K
BCS.PRD.CL
3
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$11.8M 10.27%
462,524
– –
KMI.PRA
4
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$6.65M 5.78%
135,000
– –
CIT
5
DELISTED
CIT Group Inc.
CIT
$3.75M 3.26%
87,960
– –
COOP
6
DELISTED
Mr. Cooper
COOP
$627K 0.54%
32,663
– –
RBS.PRF.CL
7
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$217K 0.19%
8,400
– –

Similar funds

WFC
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FHAM
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EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
PAM
PT Asset Management Chicago, Illinois $13.7M AUM 9.34% 1-Year Est. Return
SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
IP
Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return
PI
Pharmstandard International Luxembourg $29M AUM 3.25% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return

Flaherty & Crumrine's Q4 2016 Portfolio in Review

As of Q4 2016, Flaherty & Crumrine held 10 positions worth $115M, up 55% from $74.4M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $19.5M in Q4 2016, reducing 1 holding. Its largest reduction was Barclays Bank Plc Series 3, cutting an estimated $53.5K.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 25% a quarter earlier, followed by Financials.

  • Flaherty & Crumrine's biggest Q4 2016 reduction was Barclays Bank Plc Series 3, cutting an estimated $53.5K.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $115M portfolio in Q4 2016.
  • Flaherty & Crumrine opened 0 new positions and closed 0 in Q4 2016.
  • Flaherty & Crumrine's portfolio value rose 55% quarter-over-quarter to $115M.

Based on Flaherty & Crumrine's 13F filing for Q4 2016, filed 14 Feb 2017.