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Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$7.47M
Cap. Flow
-$11.5M
Cap. Flow %
-10.41%
Top 10 Hldgs %
100%
Holding
12
New
–
Increased
1
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$12.5M

Top Sells

Rank Stock Value
1
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
+$17.8M
2
EQC.PRE
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
+$4.41M
3
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$1.8M

Sector Composition

Rank Sector Weight
1 Energy 13.43%
2 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$30M 27.16%
1,189,419
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.5M 15.84%
676,524
– –
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17M 15.44%
662,350
– –
KMI icon
4
Kinder Morgan
KMI
$71.9B
$14.8M 13.43%
792,300
+702,300
+780% +$12.5M
KMI.PRA
5
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$6.57M 5.95%
135,000
-390,000
-74% -$17.8M
CIT
6
DELISTED
CIT Group Inc.
CIT
$2.81M 2.54%
87,960
– –
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.95M 1.77%
78,000
– –
COOP
8
DELISTED
Mr. Cooper
COOP
$866K 0.78%
32,663
– –
RBS.PRF.CL
9
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$216K 0.2%
8,400
– –
BCS.PRC
10
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-69,200
Closed -$1.8M
EQC.PRE
11
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
– –
-173,032
Closed -$4.41M

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EMC
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PAM
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SAM
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Flaherty & Crumrine's Q2 2016 Portfolio in Review

As of Q2 2016, Flaherty & Crumrine held 12 positions worth $110M, up 7.3% from $103M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $11.5M in Q2 2016, closing 2 positions and reducing 1 holding. Its most notable exit was EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD), an estimated $4.41M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 1.6% a quarter earlier, followed by Financials.

Against the trend, Flaherty & Crumrine added an estimated $12.5M to Kinder Morgan.

  • Flaherty & Crumrine added most to Kinder Morgan in Q2 2016, an estimated $12.5M increase.
  • Flaherty & Crumrine's biggest Q2 2016 reduction was Kinder Morgan, Inc., cutting an estimated $17.8M.
  • Flaherty & Crumrine fully exited EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD) in Q2 2016, selling an estimated $4.41M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $110M portfolio in Q2 2016.
  • Flaherty & Crumrine opened 0 new positions and closed 2 in Q2 2016.
  • Flaherty & Crumrine's portfolio value rose 7.3% quarter-over-quarter to $110M.

Based on Flaherty & Crumrine's 13F filing for Q2 2016, filed 15 Aug 2016.