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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$37.5M
AUM Growth
-$95.5M
Cap. Flow
-$226K
Cap. Flow %
-0.6%
Top 10 Hldgs %
100%
Holding
6
New
–
Increased
–
Reduced
–
Closed
1

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
RBS.PRF.CL
Royal Bk Of Scotland Gp
RBS.PRF.CL
+$226K

Sector Composition

Rank Sector Weight
1 Energy 40.55%
2 Financials 12.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1
Kinder Morgan
KMI
$71.9B
$15.2M 40.55%
792,300
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$11.9M 31.74%
448,039
– –
KMI.PRA
3
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$5.7M 15.2%
135,000
– –
CIT
4
DELISTED
CIT Group Inc.
CIT
$4.31M 11.51%
87,960
– –
COOP
5
DELISTED
Mr. Cooper
COOP
$372K 0.99%
32,663
– –
RBS.PRF.CL
6
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
– –
-8,400
Closed -$226K

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Flaherty & Crumrine's Q3 2017 Portfolio in Review

As of Q3 2017, Flaherty & Crumrine held 6 positions worth $37.5M, down 72% from $133M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine's Q3 2017 filing shows 1 closed position. The largest sale was Royal Bk Of Scotland Gp, an estimated $226K.

By sector, the portfolio is most concentrated in Energy at 41% of assets, up from 11% a quarter earlier, followed by Financials.

  • Flaherty & Crumrine fully exited Royal Bk Of Scotland Gp in Q3 2017, selling an estimated $226K.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $37.5M portfolio in Q3 2017.
  • Flaherty & Crumrine opened 0 new positions and closed 1 in Q3 2017.
  • Flaherty & Crumrine's portfolio value fell 72% quarter-over-quarter to $37.5M.

Based on Flaherty & Crumrine's 13F filing for Q3 2017, filed 7 Nov 2017.