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Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+0.95%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$122M
AUM Growth
+$7.01M
Cap. Flow
-$75.7M
Cap. Flow %
-61.99%
Top 10 Hldgs %
100%
Holding
11
New
–
Increased
–
Reduced
1
Closed
1

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$13.2M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$77.6K

Sector Composition

Rank Sector Weight
1 Energy 14.11%
2 Financials 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
1
Kinder Morgan
KMI
$71.9B
$17.2M 14.11%
792,300
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$11.9M 9.74%
459,534
-2,990
-0.6% -$77.6K
KMI.PRA
3
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$6.61M 5.42%
135,000
– –
CIT
4
DELISTED
CIT Group Inc.
CIT
$3.77M 3.09%
87,960
– –
COOP
5
DELISTED
Mr. Cooper
COOP
$549K 0.45%
32,663
– –
RBS.PRF.CL
6
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$221K 0.18%
8,400
– –
BCS.PRA.CL
7
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
– –
-520,083
Closed -$13.2M

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EMC
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PAM
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SAM
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Flaherty & Crumrine's Q1 2017 Portfolio in Review

As of Q1 2017, Flaherty & Crumrine held 11 positions worth $122M, up 6.1% from $115M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $75.7M in Q1 2017, closing 1 position and reducing 1 holding. Its most notable exit was Barclays Bank Plc Series 3, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 14% a quarter earlier, followed by Financials.

  • Flaherty & Crumrine's biggest Q1 2017 reduction was Barclays Bank Plc, cutting an estimated $77.6K.
  • Flaherty & Crumrine fully exited Barclays Bank Plc Series 3 in Q1 2017, selling an estimated $13.2M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $122M portfolio in Q1 2017.
  • Flaherty & Crumrine opened 0 new positions and closed 1 in Q1 2017.
  • Flaherty & Crumrine's portfolio value rose 6.1% quarter-over-quarter to $122M.

Based on Flaherty & Crumrine's 13F filing for Q1 2017, filed 10 May 2017.