FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
+3.29%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$156M
AUM Growth
+$156M
Cap. Flow
+$3.37M
Cap. Flow %
2.16%
Top 10 Hldgs %
100%
Holding
11
New
1
Increased
1
Reduced
–
Closed
1

Top Buys

1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$26.9M
2
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$5.33M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$28.9M

Sector Composition

1 Financials 3.77%
2 Utilities 1.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$53.5M 34.27%
2,147,467
+1,081,300
+101% +$26.9M
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$51.9M 33.22%
1,994,094
– –
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$25.5M 16.35%
994,502
– –
CIT
4
DELISTED
CIT Group Inc.
CIT
$5.88M 3.77%
119,960
– –
RBS.PRH.CL
5
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$5.33M 3.41%
+213,067
New +$5.33M
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.31M 2.76%
166,310
– –
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$3.11M 1.99%
134,400
– –
CWH.PRE
8
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$2.67M 1.71%
106,157
– –
EXC icon
9
Exelon
EXC
$44.1B
$2.52M 1.61%
75,000
– –
RBS.PRM
10
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.41M 0.9%
62,000
– –
WFC.PRL icon
11
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– –
-26,038
Closed -$28.9M