FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
-1.25%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$162M
AUM Growth
+$162M
Cap. Flow
+$760K
Cap. Flow %
0.47%
Top 10 Hldgs %
99.19%
Holding
11
New
2
Increased
3
Reduced
3
Closed
–

Top Buys

1
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$2.88M
2
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.3M
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$1.24M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.03M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$840K

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.13M
2
CWH.PRE
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$1.82M
3
KEY.PRG
KeyCorp Pfd
KEY.PRG
$1.58M

Sector Composition

1 Financials 4.13%
2 Utilities 1.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCS.PRD.CL
1
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$52.4M 32.45%
2,060,767
– –
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$36.2M 22.39%
31,793
-2,750
-8% -$3.13M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$24.9M 15.39%
994,502
+49,502
+5% +$1.24M
RBS.PRT
4
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$24.2M 14.96%
1,028,743
+35,764
+4% +$840K
CIT
5
DELISTED
CIT Group Inc.
CIT
$6.67M 4.13%
136,760
– –
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$5.06M 3.13%
200,350
+40,778
+26% +$1.03M
KEY.PRG
7
DELISTED
KeyCorp Pfd
KEY.PRG
$3.37M 2.09%
26,990
-12,629
-32% -$1.58M
RBS.PRS.CL
8
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$2.88M 1.78%
+134,400
New +$2.88M
CWH.PRE
9
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$2.42M 1.5%
106,157
-80,000
-43% -$1.82M
EXC icon
10
Exelon
EXC
$44.1B
$2.22M 1.38%
75,000
– –
RBS.PRM
11
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.3M 0.81%
+62,000
New +$1.3M