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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-1.24%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$85.5M
AUM Growth
-$2.85M
Cap. Flow
-$1.65M
Cap. Flow %
-1.93%
Top 10 Hldgs %
100%
Holding
10
New
1
Increased
–
Reduced
–
Closed
2

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$1.04M

Top Sells

Rank Stock Value
1
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$1.93M
2
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$759K

Sector Composition

Rank Sector Weight
1 Financials 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$31.2M 36.48%
1,236,800
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$23.2M 27.16%
898,228
– –
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$17.1M 19.94%
666,181
– –
EQC.PRE
4
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$5.69M 6.66%
223,437
– –
CIT
5
DELISTED
CIT Group Inc.
CIT
$3.52M 4.11%
87,960
– –
RBS.PRS.CL
6
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.95M 2.28%
78,000
– –
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.87M 2.19%
72,456
– –
COOP
8
DELISTED
Mr. Cooper
COOP
$1.01M 1.19%
+32,625
New +$1.04M
RBS.PRM
9
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-77,500
Closed -$1.93M
RBS.PRQ
10
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
– –
-30,000
Closed -$759K

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Flaherty & Crumrine's Q3 2015 Portfolio in Review

As of Q3 2015, Flaherty & Crumrine held 10 positions worth $85.5M, down 3.2% from $88.4M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine's Q3 2015 filing shows 1 new and 2 closed positions. Its largest new stake was Mr. Cooper: 32,625 shares worth $1.01M. The largest sale was ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK), an estimated $1.93M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.6% a quarter earlier.

  • Flaherty & Crumrine's largest Q3 2015 buy was Mr. Cooper: 32,625 shares worth $1.01M.
  • Flaherty & Crumrine fully exited ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK) in Q3 2015, selling an estimated $1.93M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $85.5M portfolio in Q3 2015.
  • Flaherty & Crumrine opened 1 new position and closed 2 in Q3 2015.
  • Flaherty & Crumrine's portfolio value fell 3.2% quarter-over-quarter to $85.5M.

Based on Flaherty & Crumrine's 13F filing for Q3 2015, filed 16 Nov 2015.