Flaherty & Crumrine’s The Royal Bank Of Scotland Group RBS.PRS.CL Stock Holding History

Flaherty & Crumrine’s Portfolio RBS.PRS.CL Stock Details RBS.PRS.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-78,000	Closed	-$1.95M	–	9
2016 Q2	$1.95M	Hold	78,000	–	–	1.77%	8
2016 Q1	$1.94M	Hold	78,000	–	–	1.89%	7
2015 Q4	$1.98M	Hold	78,000	–	–	2%	7
2015 Q3	$1.95M	Hold	78,000	–	–	2.28%	6
2015 Q2	$1.95M	Hold	78,000	–	–	2.2%	6
2015 Q1	$1.95M	Hold	78,000	–	–	2.2%	6
2014 Q4	$1.94M	Hold	78,000	–	–	2.19%	7
2014 Q3	$1.94M	Sell	78,000 -56,400	-42%	-$1.39M	2.13%	7
2014 Q2	$3.3M	Hold	134,400	–	–	2.41%	8
2014 Q1	$3.1M	Hold	134,400	–	–	1.99%	7
2013 Q4	$2.89M	Hold	134,400	–	–	1.94%	7
2013 Q3	$2.88M	Buy	+134,400	New	+$2.82M	1.78%	8

Other funds holding RBS.PRS.CL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

GAM Holding Zurich, Switzerland $1.57B AUM 25.73% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

AIU

Algebris Investments (UK) London, United Kingdom $926M AUM 4.74% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Flaherty & Crumrine's RBS.PRS.CL Position: Q3 2016 in Review

Flaherty & Crumrine sold out of The Royal Bank Of Scotland Group (RBS.PRS.CL) in Q3 2016, closing a stake of 78,000 shares — an estimated $1.95M sold.

Flaherty & Crumrine first reported a position in RBS.PRS.CL in Q3 2013 and held it in 12 quarters. The position peaked at $3.3M in Q2 2014. 42 funds tracked by Wall St. Rank hold RBS.PRS.CL as of Q3 2016.

Flaherty & Crumrine reported no remaining The Royal Bank Of Scotland Group position as of Q3 2016 after selling out during the quarter.
Flaherty & Crumrine sold 78,000 The Royal Bank Of Scotland Group shares in Q3 2016, an estimated $1.95M.
Flaherty & Crumrine first reported a position in The Royal Bank Of Scotland Group in Q3 2013 and held it in 12 quarters.
Flaherty & Crumrine's The Royal Bank Of Scotland Group position peaked at $3.3M in Q2 2014.
42 funds tracked by Wall St. Rank held The Royal Bank Of Scotland Group as of Q3 2016.

Based on Flaherty & Crumrine's 13F filing for Q3 2016, filed 14 Nov 2016.