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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$103M
AUM Growth
+$4.08M
Cap. Flow
+$2.43M
Cap. Flow %
2.36%
Top 10 Hldgs %
99.19%
Holding
12
New
2
Increased
3
Reduced
2
Closed
–

Top Buys

Rank Stock Value
1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$1.79M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$1.63M
3
KMI icon
Kinder Morgan
KMI
+$1.47M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$747K
5
RBS.PRF.CL
Royal Bk Of Scotland Gp
RBS.PRF.CL
+$214K

Top Sells

Rank Stock Value
1
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
+$2.14M
2
EQC.PRE
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Energy 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$30.3M 29.41%
1,189,419
+70,745
+6% +$1.79M
KMI.PRA
2
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$23.8M 23.14%
525,000
-50,000
-9% -$2.14M
BCS.PRD.CL
3
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.7M 17.2%
676,524
+62,881
+10% +$1.63M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$16.9M 16.44%
662,350
– –
EQC.PRE
5
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$4.41M 4.28%
173,032
-50,405
-23% -$1.28M
CIT
6
DELISTED
CIT Group Inc.
CIT
$2.73M 2.65%
87,960
– –
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.94M 1.89%
78,000
– –
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.8M 1.75%
69,200
+29,000
+72% +$747K
KMI icon
9
Kinder Morgan
KMI
$71.9B
$1.61M 1.56%
+90,000
New +$1.47M
COOP
10
DELISTED
Mr. Cooper
COOP
$913K 0.89%
32,663
– –
RBS.PRF.CL
11
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$216K 0.21%
+8,400
New +$214K

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FHAM
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EMC
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PAM
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SAM
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IP
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CIG
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Flaherty & Crumrine's Q1 2016 Portfolio in Review

As of Q1 2016, Flaherty & Crumrine held 12 positions worth $103M, up 4.1% from $98.8M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Flaherty & Crumrine's Q1 2016 filing shows 2 new, 3 increased and 2 reduced positions. Its largest new stake was Kinder Morgan: 90,000 shares worth $1.61M. The largest sale was Kinder Morgan, Inc., an estimated $2.14M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 4.5% a quarter earlier, followed by Energy.

  • Flaherty & Crumrine's largest Q1 2016 buy was Kinder Morgan: 90,000 shares worth $1.61M.
  • Flaherty & Crumrine added most to ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q1 2016, an estimated $1.79M increase.
  • Flaherty & Crumrine's biggest Q1 2016 reduction was Kinder Morgan, Inc., cutting an estimated $2.14M.
  • Flaherty & Crumrine's ten largest holdings make up 99% of its $103M portfolio in Q1 2016.
  • Flaherty & Crumrine opened 2 new positions and closed 0 in Q1 2016.
  • Flaherty & Crumrine's portfolio value rose 4.1% quarter-over-quarter to $103M.

Based on Flaherty & Crumrine's 13F filing for Q1 2016, filed 16 May 2016.