FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
This Quarter Return
+1.34%
1 Year Return
-3.53%
3 Year Return
-0.47%
5 Year Return
+2.83%
10 Year Return
–
AUM
$103M
AUM Growth
+$103M
Cap. Flow
+$2.47M
Cap. Flow %
2.4%
Top 10 Hldgs %
99.19%
Holding
12
New
2
Increased
3
Reduced
2
Closed
–

Top Buys

1
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.8M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$1.64M
3
KMI icon
Kinder Morgan
KMI
$1.61M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$753K
5
RBS.PRF.CL
Royal Bk Of Scotland Gp
RBS.PRF.CL
$216K

Top Sells

1
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
$2.27M
2
EQC.PRE
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$1.28M

Sector Composition

1 Financials 3.54%
2 Energy 1.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$30.3M 29.41%
1,189,419
+70,745
+6% +$1.8M
KMI.PRA
2
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$23.8M 23.14%
525,000
-50,000
-9% -$2.27M
BCS.PRD.CL
3
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.7M 17.2%
676,524
+62,881
+10% +$1.64M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$16.9M 16.44%
662,350
– –
EQC.PRE
5
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$4.41M 4.28%
173,032
-50,405
-23% -$1.28M
CIT
6
DELISTED
CIT Group Inc.
CIT
$2.73M 2.65%
87,960
– –
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.94M 1.89%
78,000
– –
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.8M 1.75%
69,200
+29,000
+72% +$753K
KMI icon
9
Kinder Morgan
KMI
$60B
$1.61M 1.56%
+90,000
New +$1.61M
COOP icon
10
Mr. Cooper
COOP
$12.1B
$913K 0.89%
391,952
– –
RBS.PRF.CL
11
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$216K 0.21%
+8,400
New +$216K