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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$19.2M
Cap. Flow
-$19.5M
Cap. Flow %
-14.27%
Top 10 Hldgs %
100%
Holding
10
New
–
Increased
1
Reduced
1
Closed
1

Top Buys

Rank Stock Value
1
CWH.PRE
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
+$2.65M

Top Sells

Rank Stock Value
1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$19.7M
2
EXC icon
Exelon
EXC
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.01%
2 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRT
1
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$54.2M 39.6%
2,147,467
– –
BCS.PRD.CL
2
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$31.9M 23.3%
1,233,925
-760,169
-38% -$19.7M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$25.5M 18.6%
994,502
– –
CIT
4
DELISTED
CIT Group Inc.
CIT
$5.49M 4.01%
119,960
– –
RBS.PRH.CL
5
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$5.4M 3.94%
213,067
– –
CWH.PRE
6
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$5.37M 3.92%
210,257
+104,100
+98% +$2.65M
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.29M 3.13%
166,310
– –
RBS.PRS.CL
8
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$3.3M 2.41%
134,400
– –
RBS.PRM
9
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$1.49M 1.09%
62,000
– –
EXC icon
10
Exelon
EXC
$47.3B
– –
-105,150
Closed -$2.52M

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Flaherty & Crumrine's Q2 2014 Portfolio in Review

As of Q2 2014, Flaherty & Crumrine held 10 positions worth $137M, down 12% from $156M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Flaherty & Crumrine withdrew a net $19.5M in Q2 2014, closing 1 position and reducing 1 holding. Its most notable exit was Exelon, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3.8% a quarter earlier, followed by Utilities.

Against the trend, Flaherty & Crumrine added an estimated $2.65M to COMMONWEALTH REIT CUM RED PFD SER E (MD).

  • Flaherty & Crumrine added most to COMMONWEALTH REIT CUM RED PFD SER E (MD) in Q2 2014, an estimated $2.65M increase.
  • Flaherty & Crumrine's biggest Q2 2014 reduction was Barclays Bank Plc, cutting an estimated $19.7M.
  • Flaherty & Crumrine fully exited Exelon in Q2 2014, selling an estimated $2.52M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $137M portfolio in Q2 2014.
  • Flaherty & Crumrine opened 0 new positions and closed 1 in Q2 2014.
  • Flaherty & Crumrine's portfolio value fell 12% quarter-over-quarter to $137M.

Based on Flaherty & Crumrine's 13F filing for Q2 2014, filed 14 Aug 2014.