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FC

Flaherty & Crumrine Portfolio holdings

AUM $19.8M
1-Year Est. Return 3.53%
This Fund
S&P 500
This Quarter Est. Return
-2.74%
1 Year Est. Return
-3.53%
3 Year Est. Return
+0.12%
5 Year Est. Return
+3.19%
10 Year Est. Return
–
AUM
$163M
AUM Growth
–
Cap. Flow
+$168M
Cap. Flow %
103.03%
Top 10 Hldgs %
100%
Holding
9
New
9
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$52.7M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$44.2M
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$24.5M
4
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$24M
5
CIT
CIT Group Inc.
CIT
+$6.05M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.91%
2 Utilities 1.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS.PRD.CL
1
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$52.2M 32.01%
+2,060,767
New +$52.7M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$41.1M 25.21%
+34,543
New +$44.2M
RBS.PRT
3
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$23.8M 14.59%
+992,979
New +$24.5M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$23.6M 14.49%
+945,000
New +$24M
CIT
5
DELISTED
CIT Group Inc.
CIT
$6.37M 3.91%
+136,760
New +$6.05M
KEY.PRG
6
DELISTED
KeyCorp Pfd
KEY.PRG
$4.93M 3.03%
+39,619
New +$5.11M
CWH.PRE
7
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$4.67M 2.87%
+186,157
New +$4.76M
BCS.PRC
8
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.03M 2.47%
+159,572
New +$4.08M
EXC icon
9
Exelon
EXC
$47.3B
$2.31M 1.42%
+105,150
New +$2.55M

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WFC
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FHAM
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EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
PAM
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SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
IP
Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return
PI
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CIG
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Flaherty & Crumrine's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Flaherty & Crumrine, which disclosed 9 positions worth $163M. Its ten largest holdings account for 100% of the portfolio.

Its largest position is Barclays Bank Plc: 2,060,767 shares worth $52.2M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, followed by Utilities.

  • Flaherty & Crumrine's largest Q2 2013 buy was Barclays Bank Plc: 2,060,767 shares worth $52.2M.
  • Flaherty & Crumrine's ten largest holdings make up 100% of its $163M portfolio in Q2 2013.
  • Flaherty & Crumrine disclosed 9 positions in Q2 2013, its first 13F filing on record.

Based on Flaherty & Crumrine's 13F filing for Q2 2013, filed 14 Aug 2013.