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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+1.15%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$806M
AUM Growth
+$4.81M
Cap. Flow
-$1.16M
Cap. Flow %
-0.14%
Top 10 Hldgs %
41.06%
Holding
144
New
3
Increased
46
Reduced
51
Closed
11

Top Buys

Rank Stock Value
1
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$19.1M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$15.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.13M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$739K
5
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$653K

Top Sells

Rank Stock Value
1
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$18.5M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$14.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$815K
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$810K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$702K

Sector Composition

Rank Sector Weight
1 Technology 1.7%
2 Healthcare 0.67%
3 Financials 0.56%
4 Industrials 0.41%
5 Consumer Discretionary 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$46.8M 5.81%
465,654
+11,274
+2% +$1.13M
JAAA icon
2
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$38.4M 4.77%
762,225
+12,894
+2% +$653K
FTSL icon
3
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$35.8M 4.45%
800,071
+16,320
+2% +$739K
XLF icon
4
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$31.6M 3.93%
640,913
+10,346
+2% +$539K
KORP icon
5
American Century Diversified Corporate Bond ETF
KORP
$860M
$31.5M 3.91%
676,583
+10,089
+2% +$477K
XCEM icon
6
Columbia EM Core ex-China ETF
XCEM
$1.9B
$30.9M 3.84%
757,268
-15,197
-2% -$638K
FTGC icon
7
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.91B
$29.9M 3.71%
1,042,226
+587,805
+129% +$15.2M
SDY icon
8
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$28.8M 3.58%
197,469
-1,061
-0.5% -$158K
FLGV icon
9
Franklin US Treasury Bond ETF
FLGV
$1.04B
$28.6M 3.55%
1,398,174
+21,304
+2% +$438K
IWF icon
10
iShares Russell 1000 Growth ETF
IWF
$123B
$28.3M 3.52%
265,768
-6,184
-2% -$702K
XLI icon
11
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$27.6M 3.42%
170,452
-2,223
-1% -$373K
RSPG icon
12
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$557M
$26.6M 3.31%
243,438
-194,302
-44% -$18.5M
BOND icon
13
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
$26.6M 3.31%
288,621
+3,700
+1% +$345K
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$81.9B
$26.6M 3.3%
124,484
-3,698
-3% -$810K
PFM icon
15
Invesco Dividend Achievers ETF
PFM
$786M
$25.5M 3.17%
500,017
-1,507
-0.3% -$79.3K
TDIV icon
16
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.09B
$24.7M 3.06%
263,542
-1,243
-0.5% -$121K
AVUV icon
17
Avantis US Small Cap Value ETF
AVUV
$29.4B
$22.8M 2.83%
206,389
-3,422
-2% -$377K
SPBO icon
18
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$21.7M 2.69%
746,259
+9,573
+1% +$281K
PFFD icon
19
Global X US Preferred ETF
PFFD
$2.15B
$21.1M 2.62%
1,145,766
+22,827
+2% +$437K
JSI icon
20
Janus Henderson Securitized Income ETF
JSI
$1.52B
$20.3M 2.52%
393,067
+6,887
+2% +$359K
SKYY icon
21
First Trust Cloud Computing ETF
SKYY
$2.83B
$17.9M 2.22%
+163,815
New +$19.1M
TVAL icon
22
T. Rowe Price Value ETF
TVAL
$959M
$17.8M 2.21%
492,412
+6,512
+1% +$240K
KNG icon
23
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.41B
$17.5M 2.17%
359,204
+3,206
+0.9% +$163K
EMBD icon
24
Global X Emerging Markets Bond ETF
EMBD
$251M
$17.4M 2.16%
744,279
+5,860
+0.8% +$140K
JPST icon
25
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$16.8M 2.09%
332,006
+3,493
+1% +$177K
1
2 3 4 5

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CCM
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WG
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Flaharty Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Flaharty Asset Management held 144 positions worth $806M, up 0.6% from $801M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Flaharty Asset Management's Q1 2026 filing shows 3 new, 46 increased, 51 reduced and 11 closed positions. Its largest new stake was First Trust Cloud Computing ETF: 163,815 shares worth $17.9M. The largest sale was Invesco S&P 500 Equal Weight Energy ETF, an estimated $18.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 2% a quarter earlier, followed by Healthcare and Financials.

  • Flaharty Asset Management's largest Q1 2026 buy was First Trust Cloud Computing ETF: 163,815 shares worth $17.9M.
  • Flaharty Asset Management added most to First Trust Global Tactical Commodity Strategy Fund in Q1 2026, an estimated $15.2M increase.
  • Flaharty Asset Management's biggest Q1 2026 reduction was Invesco S&P 500 Equal Weight Energy ETF, cutting an estimated $18.5M.
  • Flaharty Asset Management fully exited iShares US Aerospace & Defense ETF in Q1 2026, selling an estimated $303K.
  • Flaharty Asset Management's ten largest holdings make up 41% of its $806M portfolio in Q1 2026.
  • Flaharty Asset Management opened 3 new positions and closed 11 in Q1 2026.
  • Flaharty Asset Management's portfolio value rose 0.6% quarter-over-quarter to $806M.

Based on Flaharty Asset Management's 13F filing for Q1 2026, filed 5 May 2026.