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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$47.7M 7.53%
629,172
-7,700
-1% -$545K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$40.3M 6.36%
243,677
-859
-0.4% -$133K
MINT icon
3
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$38.1M 6.02%
382,201
+42,015
+12% +$4.2M
FTSL icon
4
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$36.1M 5.7%
782,856
+2,158
+0.3% +$98.8K
JAAA icon
5
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$31.4M 4.96%
+623,915
New +$31.3M
PFM icon
6
Invesco Dividend Achievers ETF
PFM
$783M
$30M 4.74%
752,530
+3,466
+0.5% +$131K
TDIV icon
7
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$29M 4.58%
452,410
-3,815
-0.8% -$226K
PFFD icon
8
Global X US Preferred ETF
PFFD
$2.14B
$25M 3.95%
1,287,940
-527,260
-29% -$9.81M
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$24.7M 3.89%
342,269
+501
+0.1% +$34.7K
MDIV icon
10
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$24.2M 3.82%
1,546,350
+10,440
+0.7% +$155K
JPST icon
11
JPMorgan Ultra-Short Income ETF
JPST
$40B
$23.6M 3.73%
470,387
+2,204
+0.5% +$111K
SDY icon
12
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$21.9M 3.46%
175,135
+2,742
+2% +$322K
BOND icon
13
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$21.7M 3.43%
234,708
-110,461
-32% -$9.79M
IHI icon
14
iShares US Medical Devices ETF
IHI
$2.97B
$20.4M 3.23%
378,432
+1,935
+0.5% +$94.5K
KORP icon
15
American Century Diversified Corporate Bond ETF
KORP
$860M
$20.4M 3.22%
438,301
-102,936
-19% -$4.63M
SPBO icon
16
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$19.2M 3.03%
651,513
-42,179
-6% -$1.18M
RSPG icon
17
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$570M
$19.1M 3.02%
259,742
+256,012
+6,864% +$19.2M
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$16.5M 2.61%
737,270
+17,282
+2% +$403K
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.6B
$15.3M 2.42%
60,666
+418
+0.7% +$94.2K
SPIB icon
20
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.1M 2.38%
459,755
-45,475
-9% -$1.45M
IWN icon
21
iShares Russell 2000 Value ETF
IWN
$14.3B
$13.6M 2.15%
87,435
-441
-0.5% -$61.1K
IJJ icon
22
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$10.3M 1.63%
90,428
-42
-0% -$4.32K
QQQ icon
23
Invesco QQQ Trust
QQQ
$460B
$7.72M 1.22%
18,847
-472
-2% -$179K
LMBS icon
24
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$3.65M 0.58%
75,509
-2,750
-4% -$130K
MSFT icon
25
Microsoft
MSFT
$2.83T
$3.64M 0.58%
9,681
+267
+3% +$95K
1
2 3 4 5

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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.