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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$711M
AUM Growth
+$34.4M
Cap. Flow
+$4.55M
Cap. Flow %
0.64%
Top 10 Hldgs %
50.15%
Holding
450
New
331
Increased
22
Reduced
54
Closed
3

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$19.5M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.41M
3
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$590K
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$532K
5
MBCN
Middlefield Banc Corp
MBCN
+$450K

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$24.6M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.36M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.02M
4
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$946K
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$944K

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Healthcare 0.78%
3 Financials 0.57%
4 Industrials 0.48%
5 Consumer Discretionary 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$48.9M 6.88%
521,064
-7,828
-1% -$710K
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$44.6M 6.27%
443,070
+73,810
+20% +$7.41M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.3B
$43.6M 6.13%
229,662
-2,229
-1% -$406K
PFM icon
4
Invesco Dividend Achievers ETF
PFM
$783M
$38.2M 5.37%
819,914
-11,973
-1% -$534K
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$34.2M 4.8%
744,599
+3,273
+0.4% +$150K
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$32.5M 4.57%
391,602
-2,895
-0.7% -$232K
JAAA icon
7
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$31.7M 4.46%
623,564
-2,523
-0.4% -$128K
SDY icon
8
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$28.7M 4.03%
201,999
-111
-0.1% -$15K
JPST icon
9
JPMorgan Ultra-Short Income ETF
JPST
$40B
$28.2M 3.96%
555,028
+4,377
+0.8% +$221K
RSPG icon
10
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$570M
$26.2M 3.68%
341,665
-999
-0.3% -$78.6K
TDIV icon
11
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$24.4M 3.43%
303,621
-5,659
-2% -$434K
MDIV icon
12
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$22.9M 3.23%
1,379,608
+25,729
+2% +$418K
FTGC icon
13
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$21.7M 3.05%
914,335
-44,002
-5% -$1.02M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$20.9M 2.93%
220,467
+5,702
+3% +$532K
XLF icon
15
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$20.3M 2.85%
+447,142
New +$19.5M
KORP icon
16
American Century Diversified Corporate Bond ETF
KORP
$860M
$20.2M 2.84%
417,870
+12,453
+3% +$590K
PFFD icon
17
Global X US Preferred ETF
PFFD
$2.14B
$19.3M 2.71%
927,091
-27,056
-3% -$544K
SPBO icon
18
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$18.6M 2.62%
620,295
-21,246
-3% -$626K
AVUV icon
19
Avantis US Small Cap Value ETF
AVUV
$29.6B
$16.8M 2.36%
175,003
-2,678
-2% -$250K
XCEM icon
20
Columbia EM Core ex-China ETF
XCEM
$1.94B
$16.1M 2.27%
493,700
-7,981
-2% -$258K
SPIB icon
21
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.6M 2.2%
463,341
+9,509
+2% +$316K
KNG icon
22
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.35B
$15.2M 2.14%
279,822
+4,983
+2% +$262K
IWO icon
23
iShares Russell 2000 Growth ETF
IWO
$14.6B
$14.7M 2.06%
51,614
-89
-0.2% -$24.4K
IJJ icon
24
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$12.9M 1.81%
103,964
-487
-0.5% -$57.9K
QQQ icon
25
Invesco QQQ Trust
QQQ
$460B
$6.86M 0.96%
14,057
-1,214
-8% -$575K
1
2 3 4 5

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FWA
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VIM
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Flaharty Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Flaharty Asset Management held 450 positions worth $711M, up 5.1% from $677M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management's Q3 2024 filing shows 331 new, 22 increased, 54 reduced and 3 closed positions. Its largest new stake was State Street Financial Select Sector SPDR ETF: 447,142 shares worth $20.3M. The largest sale was iShares US Medical Devices ETF, an estimated $24.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.9% a quarter earlier, followed by Healthcare and Financials.

  • Flaharty Asset Management's largest Q3 2024 buy was State Street Financial Select Sector SPDR ETF: 447,142 shares worth $20.3M.
  • Flaharty Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, an estimated $7.41M increase.
  • Flaharty Asset Management's biggest Q3 2024 reduction was iShares US Medical Devices ETF, cutting an estimated $24.6M.
  • Flaharty Asset Management fully exited Curtiss-Wright in Q3 2024, selling an estimated $470K.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $711M portfolio in Q3 2024.
  • Flaharty Asset Management opened 331 new positions and closed 3 in Q3 2024.
  • Flaharty Asset Management's portfolio value rose 5.1% quarter-over-quarter to $711M.

Based on Flaharty Asset Management's 13F filing for Q3 2024, filed 18 Oct 2024.