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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+13.36%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$401M
AUM Growth
+$83M
Cap. Flow
+$42.3M
Cap. Flow %
10.57%
Top 10 Hldgs %
49.33%
Holding
105
New
38
Increased
29
Reduced
27
Closed
3

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.28M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$6.63M
3
TAN icon
Invesco Solar ETF
TAN
+$3.24M
4
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$3.16M
5
DVY icon
iShares Select Dividend ETF
DVY
+$3.15M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.93M
2
REM icon
iShares Mortgage Real Estate ETF
REM
+$1.5M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.31M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.11M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$983K

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.86%
2 Technology 1.55%
3 Healthcare 1.36%
4 Consumer Discretionary 0.58%
5 Communication Services 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$126B
$31.9M 7.96%
528,612
-51,448
-9% -$2.93M
FPE icon
2
First Trust Preferred Securities and Income ETF
FPE
$6.22B
$23.9M 5.98%
1,185,685
-15,162
-1% -$300K
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82.2B
$23.3M 5.83%
170,675
-7,663
-4% -$983K
FDN icon
4
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.27B
$21.8M 5.45%
102,847
+32,761
+47% +$6.63M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
$20.6M 5.15%
149,349
+1,795
+1% +$244K
FTSL icon
6
First Trust Senior Loan Fund ETF
FTSL
$2.44B
$18.7M 4.67%
393,424
-3,822
-1% -$179K
RSPM icon
7
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$180M
$15.3M 3.82%
548,830
-28,335
-5% -$737K
IJJ icon
8
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.48B
$14.5M 3.62%
167,866
-8,926
-5% -$700K
IHI icon
9
iShares US Medical Devices ETF
IHI
$3.26B
$14.3M 3.57%
262,176
+498
+0.2% +$26K
TDIV icon
10
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.36B
$13.2M 3.29%
266,293
-357
-0.1% -$16.6K
LMBS icon
11
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
$13.1M 3.28%
255,014
-25,319
-9% -$1.31M
REM icon
12
iShares Mortgage Real Estate ETF
REM
$485M
$12.6M 3.15%
395,654
-52,054
-12% -$1.5M
SDY icon
13
State Street SPDR S&P Dividend ETF
SDY
$21B
$12.4M 3.09%
116,669
-9,437
-7% -$955K
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$14.1B
$12.2M 3.05%
92,868
+3,290
+4% +$388K
BOND icon
15
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.54B
$12M 2.99%
105,904
+6,925
+7% +$778K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.2B
$11.7M 2.93%
40,885
-4,350
-10% -$1.11M
XLP icon
17
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$10.8M 2.69%
159,621
+11,404
+8% +$754K
MDIV icon
18
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$422M
$10.7M 2.66%
709,721
+81,635
+13% +$1.18M
KORP icon
19
American Century Diversified Corporate Bond ETF
KORP
$940M
$10.3M 2.58%
194,352
+24,710
+15% +$1.31M
XAR icon
20
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.38B
$10.1M 2.51%
87,649
-6,639
-7% -$673K
QQQ icon
21
Invesco QQQ Trust
QQQ
$485B
$9.35M 2.33%
29,790
+28,217
+1,794% +$8.28M
TAN icon
22
Invesco Solar ETF
TAN
$972M
$4.16M 1.04%
+40,470
New +$3.24M
ALXN
23
DELISTED
Alexion Pharmaceuticals
ALXN
$3.83M 0.96%
24,519
-2,788
-10% -$358K
EMQQ icon
24
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$242M
$3.44M 0.86%
+54,183
New +$3.16M
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$137B
$3.41M 0.85%
28,849
+6,465
+29% +$762K
1
2 3 4 5

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Flaharty Asset Management's Q4 2020 Portfolio in Review

As of Q4 2020, Flaharty Asset Management held 105 positions worth $401M, up 26% from $318M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Flaharty Asset Management deployed $42.3M of net new capital in Q4 2020, opening 38 new positions and adding to 29 existing holdings. Its largest new stake was Invesco Solar ETF: 40,470 shares worth $4.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 96% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $2.93M trimmed.

  • Flaharty Asset Management's largest Q4 2020 buy was Invesco Solar ETF: 40,470 shares worth $4.16M.
  • Flaharty Asset Management added most to Invesco QQQ Trust in Q4 2020, an estimated $8.28M increase.
  • Flaharty Asset Management's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.93M.
  • Flaharty Asset Management fully exited SPDR Gold Trust in Q4 2020, selling an estimated $340K.
  • Flaharty Asset Management's ten largest holdings make up 49% of its $401M portfolio in Q4 2020.
  • Flaharty Asset Management opened 38 new positions and closed 3 in Q4 2020.
  • Flaharty Asset Management's portfolio value rose 26% quarter-over-quarter to $401M.

Based on Flaharty Asset Management's 13F filing for Q4 2020, filed 3 Feb 2021.