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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-3.42%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$13.6M
Cap. Flow
+$35.9M
Cap. Flow %
6%
Top 10 Hldgs %
52.59%
Holding
473
New
364
Increased
51
Reduced
26
Closed
–

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$2.38M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.75M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.71M
4
PFFD icon
Global X US Preferred ETF
PFFD
+$1.69M
5
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$1.38M

Top Sells

Rank Stock Value
1
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.55M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$468K
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$285K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$215K
5
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$212K

Sector Composition

Rank Sector Weight
1 Technology 1.71%
2 Healthcare 0.87%
3 Industrials 0.55%
4 Financials 0.46%
5 Consumer Discretionary 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$42.4M 7.09%
636,872
+6,252
+1% +$432K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$37.1M 6.21%
244,536
+6,378
+3% +$1.01M
FTSL icon
3
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$35.7M 5.98%
780,698
+28,072
+4% +$1.28M
PFFD icon
4
Global X US Preferred ETF
PFFD
$2.14B
$34.1M 5.71%
1,815,200
+88,561
+5% +$1.69M
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$34.1M 5.7%
340,186
+9,198
+3% +$918K
BOND icon
6
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$30.3M 5.08%
345,169
+19,025
+6% +$1.71M
PFM icon
7
Invesco Dividend Achievers ETF
PFM
$783M
$27.4M 4.58%
749,064
+27,331
+4% +$1.04M
TDIV icon
8
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$25.6M 4.28%
456,225
+7,194
+2% +$420K
KORP icon
9
American Century Diversified Corporate Bond ETF
KORP
$860M
$24.1M 4.03%
541,237
+25,507
+5% +$1.15M
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$23.5M 3.94%
341,768
+18,219
+6% +$1.33M
JPST icon
11
JPMorgan Ultra-Short Income ETF
JPST
$40B
$23.5M 3.93%
468,183
+22,696
+5% +$1.14M
MDIV icon
12
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$22.4M 3.75%
1,535,910
+58,320
+4% +$866K
RSPU icon
13
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$557M
$20M 3.35%
397,801
+43,489
+12% +$2.38M
SDY icon
14
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$19.8M 3.32%
172,393
+14,358
+9% +$1.75M
SPBO icon
15
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$19.1M 3.2%
693,692
+28,108
+4% +$796K
IHI icon
16
iShares US Medical Devices ETF
IHI
$2.97B
$18.3M 3.06%
376,497
+21,369
+6% +$1.14M
FTGC icon
17
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$17.3M 2.89%
719,988
+32,806
+5% +$792K
SPIB icon
18
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.9M 2.66%
505,230
+14,971
+3% +$477K
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.6B
$13.5M 2.26%
60,248
+1,483
+3% +$355K
IWN icon
20
iShares Russell 2000 Value ETF
IWN
$14.3B
$11.9M 1.99%
87,876
+3,281
+4% +$470K
IJJ icon
21
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$9.13M 1.53%
90,470
+3,044
+3% +$325K
QQQ icon
22
Invesco QQQ Trust
QQQ
$460B
$6.92M 1.16%
19,319
-1,262
-6% -$468K
LMBS icon
23
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$3.7M 0.62%
78,259
-5,983
-7% -$285K
DVY icon
24
iShares Select Dividend ETF
DVY
$23.6B
$3.28M 0.55%
30,454
-593
-2% -$67.4K
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.08M 0.51%
7,195
-187
-3% -$83.2K
1
2 3 4 5

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FWA
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Flaharty Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Flaharty Asset Management held 473 positions worth $598M, up 2.3% from $584M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Flaharty Asset Management deployed $35.9M of net new capital in Q3 2023, opening 364 new positions and adding to 51 existing holdings. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Cloud Computing ETF, an estimated $1.55M trimmed.

  • Flaharty Asset Management's largest Q3 2023 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q3 2023, an estimated $2.38M increase.
  • Flaharty Asset Management's biggest Q3 2023 reduction was First Trust Cloud Computing ETF, cutting an estimated $1.55M.
  • Flaharty Asset Management's ten largest holdings make up 53% of its $598M portfolio in Q3 2023.
  • Flaharty Asset Management opened 364 new positions and closed 0 in Q3 2023.
  • Flaharty Asset Management's portfolio value rose 2.3% quarter-over-quarter to $598M.

Based on Flaharty Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.