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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$433M
AUM Growth
+$32.7M
Cap. Flow
+$15.5M
Cap. Flow %
3.57%
Top 10 Hldgs %
48.52%
Holding
116
New
14
Increased
40
Reduced
36
Closed
4

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.12M
2
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$2.32M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.3M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$1.88M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.25M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$3.31M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$812K
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$777K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$661K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$641K

Sector Composition

Rank Sector Weight
1 Technology 1.56%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Financials 0.52%
5 Industrials 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$122B
$31.5M 7.26%
518,076
-10,536
-2% -$641K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.6B
$26.1M 6.03%
172,412
+1,737
+1% +$251K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$24.9M 5.75%
1,236,599
+50,914
+4% +$1.03M
FDN icon
4
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.85B
$21.8M 5.04%
100,057
-2,790
-3% -$621K
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$21.7M 5%
166,622
+17,273
+12% +$2.3M
FTSL icon
6
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$19.8M 4.57%
413,427
+20,003
+5% +$960K
RSPM icon
7
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$17M 3.93%
546,455
-2,375
-0.4% -$70.7K
IJJ icon
8
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.81B
$16.6M 3.83%
162,617
-5,249
-3% -$501K
IHI icon
9
iShares US Medical Devices ETF
IHI
$3B
$15.4M 3.56%
280,044
+17,868
+7% +$991K
IWN icon
10
iShares Russell 2000 Value ETF
IWN
$14.4B
$15.4M 3.55%
96,516
+3,648
+4% +$551K
TDIV icon
11
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$15M 3.45%
277,239
+10,946
+4% +$569K
BOND icon
12
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$14.7M 3.38%
133,970
+28,066
+27% +$3.12M
REM icon
13
iShares Mortgage Real Estate ETF
REM
$544M
$14.6M 3.37%
414,192
+18,538
+5% +$620K
MDIV icon
14
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$13.9M 3.2%
858,194
+148,473
+21% +$2.32M
SDY icon
15
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$13.7M 3.17%
116,393
-276
-0.2% -$30.9K
LMBS icon
16
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$12.4M 2.85%
242,145
-12,869
-5% -$661K
XLP icon
17
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$12.2M 2.82%
178,664
+19,043
+12% +$1.25M
KORP icon
18
American Century Diversified Corporate Bond ETF
KORP
$861M
$11.9M 2.75%
230,174
+35,822
+18% +$1.88M
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.5B
$11.5M 2.66%
38,382
-2,503
-6% -$777K
XAR icon
20
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$11.1M 2.57%
88,593
+944
+1% +$114K
QQQ icon
21
Invesco QQQ Trust
QQQ
$456B
$9.57M 2.21%
29,996
+206
+0.7% +$65.9K
TAN icon
22
Invesco Solar ETF
TAN
$1.49B
$4.09M 0.94%
44,587
+4,117
+10% +$433K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.8B
$3.92M 0.9%
34,342
-396
-1% -$41.8K
EMQQ icon
24
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$3.66M 0.84%
57,213
+3,030
+6% +$213K
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.65M 0.84%
9,214
+1,384
+18% +$534K
1
2 3 4 5

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Flaharty Asset Management's Q1 2021 Portfolio in Review

As of Q1 2021, Flaharty Asset Management held 116 positions worth $433M, up 8.2% from $401M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Flaharty Asset Management deployed $15.5M of net new capital in Q1 2021, opening 14 new positions and adding to 40 existing holdings. Its largest new stake was ARK Blockchain & Fintech Innovation ETF: 16,121 shares worth $824K.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alexion Pharmaceuticals, an estimated $3.31M trimmed.

  • Flaharty Asset Management's largest Q1 2021 buy was ARK Blockchain & Fintech Innovation ETF: 16,121 shares worth $824K.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q1 2021, an estimated $3.12M increase.
  • Flaharty Asset Management's biggest Q1 2021 reduction was Alexion Pharmaceuticals, cutting an estimated $3.31M.
  • Flaharty Asset Management fully exited Visa in Q1 2021, selling an estimated $245K.
  • Flaharty Asset Management's ten largest holdings make up 49% of its $433M portfolio in Q1 2021.
  • Flaharty Asset Management opened 14 new positions and closed 4 in Q1 2021.
  • Flaharty Asset Management's portfolio value rose 8.2% quarter-over-quarter to $433M.

Based on Flaharty Asset Management's 13F filing for Q1 2021, filed 11 May 2021.