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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$9.06M
Cap. Flow
+$24.7M
Cap. Flow %
10.4%
Top 10 Hldgs %
55.13%
Holding
102
New
13
Increased
58
Reduced
12
Closed
9

Top Buys

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.9M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$10M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$9.75M
4
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$9.57M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$6.82M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$16.5M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.4M
3
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$7.4M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$2.64M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.32M

Sector Composition

Rank Sector Weight
1 Technology 3.06%
2 Healthcare 2.31%
3 Financials 1.7%
4 Industrials 1.65%
5 Communication Services 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$19.8M 8.36%
597,452
+41,956
+8% +$1.47M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.5B
$19.2M 8.11%
163,897
+22,481
+16% +$2.8M
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.37B
$18.7M 7.88%
958,851
+38,534
+4% +$762K
HYLS icon
4
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$13.8M 5.84%
291,276
-2,242
-0.8% -$108K
SDY icon
5
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$11.3M 4.74%
125,942
+12,726
+11% +$1.19M
XLK icon
6
State Street Technology Select Sector SPDR ETF
XLK
$114B
$10.4M 4.39%
+325,798
New +$10.9M
LMBS icon
7
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$10M 4.22%
+194,649
New +$10M
FDN icon
8
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.07B
$9.44M 3.98%
+80,508
New +$9.75M
BIZD icon
9
VanEck BDC Income ETF
BIZD
$1.61B
$9.21M 3.88%
581,255
+67,980
+13% +$1.11M
RSPM icon
10
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$180M
$8.86M 3.74%
+427,085
New +$9.57M
REM icon
11
iShares Mortgage Real Estate ETF
REM
$551M
$8.74M 3.69%
207,677
+18,473
+10% +$786K
CWB icon
12
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$8.43M 3.55%
166,666
+12,874
+8% +$671K
IWN icon
13
iShares Russell 2000 Value ETF
IWN
$14.3B
$8.02M 3.38%
67,152
+3,003
+5% +$376K
DBEU icon
14
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$753M
$7.39M 3.12%
273,038
+17,090
+7% +$480K
SLV icon
15
iShares Silver Trust
SLV
$27.2B
$7.05M 2.97%
450,778
+11,033
+3% +$174K
IJJ icon
16
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.75B
$6.96M 2.93%
92,212
+86,032
+1,392% +$6.82M
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$6.77M 2.85%
251,066
+45,650
+22% +$1.31M
XAR icon
18
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.85B
$6.64M 2.8%
77,622
+8,551
+12% +$742K
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.6B
$6.15M 2.59%
33,171
+2,132
+7% +$409K
ALXN
20
DELISTED
Alexion Pharmaceuticals
ALXN
$3.22M 1.36%
29,648
-1,500
-5% -$179K
AAPL icon
21
Apple
AAPL
$4.8T
$1.89M 0.8%
45,432
+14,388
+46% +$619K
MSFT icon
22
Microsoft
MSFT
$2.99T
$1.21M 0.51%
13,703
+1,801
+15% +$165K
BSCL
23
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.14M 0.48%
54,670
-15,000
-22% -$314K
NVDA icon
24
NVIDIA
NVDA
$4.92T
$1.03M 0.43%
186,200
+48,040
+35% +$282K
INTC icon
25
Intel
INTC
$488B
$1.01M 0.43%
20,727
+11,171
+117% +$531K
1
2 3 4 5

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Flaharty Asset Management's Q1 2018 Portfolio in Review

As of Q1 2018, Flaharty Asset Management held 102 positions worth $237M, up 4% from $228M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Flaharty Asset Management deployed $24.7M of net new capital in Q1 2018, opening 13 new positions and adding to 58 existing holdings. Its largest new stake was State Street Technology Select Sector SPDR ETF: 325,798 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short VIX Short-Term Futures ETF, an estimated $978K trimmed.

  • Flaharty Asset Management's largest Q1 2018 buy was State Street Technology Select Sector SPDR ETF: 325,798 shares worth $10.4M.
  • Flaharty Asset Management added most to iShares S&P Mid-Cap 400 Value ETF in Q1 2018, an estimated $6.82M increase.
  • Flaharty Asset Management's biggest Q1 2018 reduction was ProShares Short VIX Short-Term Futures ETF, cutting an estimated $978K.
  • Flaharty Asset Management fully exited Invesco S&P 500 Equal Weight ETF in Q1 2018, selling an estimated $16.5M.
  • Flaharty Asset Management's ten largest holdings make up 55% of its $237M portfolio in Q1 2018.
  • Flaharty Asset Management opened 13 new positions and closed 9 in Q1 2018.
  • Flaharty Asset Management's portfolio value rose 4% quarter-over-quarter to $237M.

Based on Flaharty Asset Management's 13F filing for Q1 2018, filed 14 May 2018.