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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$560M
AUM Growth
+$26M
Cap. Flow
+$9.61M
Cap. Flow %
1.72%
Top 10 Hldgs %
53.12%
Holding
120
New
3
Increased
42
Reduced
43
Closed
9

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$24M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.83M
3
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$1.97M
4
PFFD icon
Global X US Preferred ETF
PFFD
+$1.7M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$1.4M

Top Sells

Rank Stock Value
1
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$19.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.23M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.1M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.04M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$748K

Sector Composition

Rank Sector Weight
1 Technology 1.41%
2 Healthcare 0.77%
3 Consumer Discretionary 0.38%
4 Industrials 0.33%
5 Financials 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$38.8M 6.92%
634,980
+8,080
+1% +$466K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$35.5M 6.34%
233,450
+2,810
+1% +$434K
PFFD icon
3
Global X US Preferred ETF
PFFD
$2.14B
$33.1M 5.92%
1,669,163
+82,433
+5% +$1.7M
FTSL icon
4
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$33.1M 5.91%
731,804
+7,506
+1% +$341K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$31.5M 5.62%
317,429
+242,280
+322% +$24M
BOND icon
6
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$29.6M 5.29%
319,576
+30,620
+11% +$2.83M
PFM icon
7
Invesco Dividend Achievers ETF
PFM
$783M
$25.9M 4.62%
707,528
+38,187
+6% +$1.4M
TDIV icon
8
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$24.2M 4.32%
447,616
+7,141
+2% +$366K
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$23.6M 4.2%
315,305
+5,864
+2% +$429K
KORP icon
10
American Century Diversified Corporate Bond ETF
KORP
$860M
$22.2M 3.97%
479,174
+13,998
+3% +$643K
IWN icon
11
iShares Russell 2000 Value ETF
IWN
$14.3B
$22.2M 3.96%
161,945
+2,814
+2% +$408K
MDIV icon
12
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$21.2M 3.78%
1,445,747
+21,535
+2% +$330K
RSPU icon
13
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$557M
$19.1M 3.4%
336,062
+34,860
+12% +$1.97M
IHI icon
14
iShares US Medical Devices ETF
IHI
$2.97B
$18.9M 3.38%
350,733
+6,491
+2% +$346K
SPBO icon
15
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$18.6M 3.32%
635,335
+10,155
+2% +$295K
SDY icon
16
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$18.5M 3.3%
149,322
+5,130
+4% +$645K
IJJ icon
17
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$17.3M 3.1%
168,766
+487
+0.3% +$52K
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$15.3M 2.73%
651,279
+47,885
+8% +$1.14M
SPIB icon
19
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.2M 2.71%
467,268
+7,018
+2% +$226K
IWO icon
20
iShares Russell 2000 Growth ETF
IWO
$14.6B
$13.1M 2.33%
57,667
+888
+2% +$203K
QQQ icon
21
Invesco QQQ Trust
QQQ
$460B
$7.43M 1.33%
23,138
-2,442
-10% -$721K
LMBS icon
22
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$4.09M 0.73%
85,484
-3,277
-4% -$157K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.6B
$3.98M 0.71%
34,003
-4,219
-11% -$510K
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.76M 0.67%
9,178
-1,349
-13% -$538K
XYLD icon
25
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$3.01M 0.54%
74,269
+3,186
+4% +$128K
1
2 3 4 5

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Flaharty Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Flaharty Asset Management held 120 positions worth $560M, up 4.9% from $534M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Flaharty Asset Management's Q1 2023 filing shows 3 new, 42 increased, 43 reduced and 9 closed positions. Its largest new stake was Merck: 2,488 shares worth $265K. The largest sale was Invesco S&P 500 Equal Weight Materials ETF, an estimated $19.1M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Flaharty Asset Management's largest Q1 2023 buy was Merck: 2,488 shares worth $265K.
  • Flaharty Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2023, an estimated $24M increase.
  • Flaharty Asset Management's biggest Q1 2023 reduction was Invesco S&P 500 Equal Weight Materials ETF, cutting an estimated $19.1M.
  • Flaharty Asset Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $2.23M.
  • Flaharty Asset Management's ten largest holdings make up 53% of its $560M portfolio in Q1 2023.
  • Flaharty Asset Management opened 3 new positions and closed 9 in Q1 2023.
  • Flaharty Asset Management's portfolio value rose 4.9% quarter-over-quarter to $560M.

Based on Flaharty Asset Management's 13F filing for Q1 2023, filed 10 May 2023.