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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.27%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$787M
AUM Growth
+$56M
Cap. Flow
+$25.5M
Cap. Flow %
3.24%
Top 10 Hldgs %
48.45%
Holding
147
New
18
Increased
45
Reduced
29
Closed
17

Top Buys

Rank Stock Value
1
FLGV icon
Franklin US Treasury Bond ETF
FLGV
+$27.4M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$6.16M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.76M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$1.64M
5
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.12M

Top Sells

Rank Stock Value
1
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$25.8M
2
ED icon
Consolidated Edison
ED
+$1.17M
3
IBIT icon
iShares Bitcoin Trust
IBIT
+$532K
4
SMLR
Semler Scientific
SMLR
+$453K
5
BRRWU
Columbus Circle Capital Corp I Units
BRRWU
+$424K

Sector Composition

Rank Sector Weight
1 Technology 1.97%
2 Healthcare 0.67%
3 Financials 0.56%
4 Consumer Discretionary 0.41%
5 Industrials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$52.5M 6.68%
448,720
+4,776
+1% +$532K
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$47.2M 5.99%
468,317
+17,542
+4% +$1.76M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.9B
$45.2M 5.74%
221,900
+4,738
+2% +$943K
JAAA icon
4
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$40.7M 5.17%
801,915
+121,623
+18% +$6.16M
RSPG icon
5
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$557M
$35.8M 4.55%
450,226
+21,431
+5% +$1.64M
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$35.8M 4.55%
664,247
+19,757
+3% +$1.05M
FTSL icon
7
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$34.8M 4.42%
758,344
+24,361
+3% +$1.12M
KORP icon
8
American Century Diversified Corporate Bond ETF
KORP
$860M
$30.4M 3.87%
639,164
+20,356
+3% +$959K
SDY icon
9
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$29.9M 3.8%
213,700
+7,753
+4% +$1.08M
XCEM icon
10
Columbia EM Core ex-China ETF
XCEM
$1.9B
$29M 3.69%
799,108
-904
-0.1% -$31.6K
FLGV icon
11
Franklin US Treasury Bond ETF
FLGV
$1.04B
$27.6M 3.51%
+1,338,170
New +$27.4M
TDIV icon
12
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.09B
$27.3M 3.46%
276,405
+1,408
+0.5% +$131K
XLI icon
13
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$26.5M 3.36%
171,723
+1,247
+0.7% +$189K
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
$26M 3.31%
278,818
+7,121
+3% +$657K
PFM icon
15
Invesco Dividend Achievers ETF
PFM
$786M
$25.4M 3.22%
500,099
+7,475
+2% +$369K
FTGC icon
16
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.91B
$25.3M 3.22%
978,681
+36,445
+4% +$924K
SPBO icon
17
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$21M 2.67%
708,494
+20,374
+3% +$596K
PFFD icon
18
Global X US Preferred ETF
PFFD
$2.15B
$21M 2.67%
1,079,887
+36,146
+3% +$698K
AVUV icon
19
Avantis US Small Cap Value ETF
AVUV
$29.4B
$20.2M 2.56%
202,536
+4,673
+2% +$452K
JSI icon
20
Janus Henderson Securitized Income ETF
JSI
$1.52B
$19.7M 2.5%
376,716
+12,057
+3% +$633K
EMBD icon
21
Global X Emerging Markets Bond ETF
EMBD
$251M
$17.4M 2.22%
733,346
+21,015
+3% +$494K
KNG icon
22
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.41B
$16.5M 2.1%
334,951
+14,554
+5% +$725K
JPST icon
23
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$16.2M 2.06%
319,875
+11,245
+4% +$569K
IWO icon
24
iShares Russell 2000 Growth ETF
IWO
$14.7B
$15.8M 2%
49,269
+956
+2% +$288K
IJJ icon
25
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$13.4M 1.71%
103,452
+2,891
+3% +$370K
1
2 3 4 5

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Flaharty Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Flaharty Asset Management held 147 positions worth $787M, up 7.7% from $731M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Flaharty Asset Management deployed $25.5M of net new capital in Q3 2025, opening 18 new positions and adding to 45 existing holdings. Its largest new stake was Franklin US Treasury Bond ETF: 1,338,170 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Bitcoin Trust, an estimated $532K trimmed.

  • Flaharty Asset Management's largest Q3 2025 buy was Franklin US Treasury Bond ETF: 1,338,170 shares worth $27.6M.
  • Flaharty Asset Management added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $6.16M increase.
  • Flaharty Asset Management's biggest Q3 2025 reduction was iShares Bitcoin Trust, cutting an estimated $532K.
  • Flaharty Asset Management fully exited First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q3 2025, selling an estimated $25.8M.
  • Flaharty Asset Management's ten largest holdings make up 48% of its $787M portfolio in Q3 2025.
  • Flaharty Asset Management opened 18 new positions and closed 17 in Q3 2025.
  • Flaharty Asset Management's portfolio value rose 7.7% quarter-over-quarter to $787M.

Based on Flaharty Asset Management's 13F filing for Q3 2025, filed 4 Nov 2025.