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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$32.7M
Cap. Flow
+$18M
Cap. Flow %
5.68%
Top 10 Hldgs %
56.64%
Holding
72
New
2
Increased
21
Reduced
28
Closed
5

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$5.9M
2
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.21M
3
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$4.17M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.78M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.36M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.21M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.94M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.36M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.31M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 1.36%
2 Healthcare 1.32%
3 Consumer Discretionary 0.31%
4 Materials 0.26%
5 Communication Services 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$120B
$31.5M 9.9%
580,060
-42,020
-7% -$2.21M
FPE icon
2
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$23M 7.25%
1,200,847
+82,760
+7% +$1.58M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.5B
$21.1M 6.63%
178,338
-1,092
-0.6% -$130K
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$19.9M 6.26%
147,554
+20,377
+16% +$2.78M
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$18.3M 5.76%
397,246
+26,241
+7% +$1.21M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$14.5M 4.56%
280,333
-26,226
-9% -$1.36M
RSPM icon
7
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$13.5M 4.25%
577,165
-3,895
-0.7% -$87.4K
FDN icon
8
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$13.2M 4.16%
70,086
-10,492
-13% -$1.94M
IHI icon
9
iShares US Medical Devices ETF
IHI
$3.06B
$13.1M 4.11%
261,678
+20,724
+9% +$1M
IJJ icon
10
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$11.9M 3.75%
176,792
-16,976
-9% -$1.17M
TDIV icon
11
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.1B
$11.7M 3.68%
266,650
+5,830
+2% +$256K
SDY icon
12
State Street SPDR S&P Dividend ETF
SDY
$22B
$11.7M 3.67%
126,106
-13,881
-10% -$1.31M
REM icon
13
iShares Mortgage Real Estate ETF
REM
$543M
$11.5M 3.63%
447,708
+82,706
+23% +$2.15M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$11.1M 3.5%
98,979
+52,458
+113% +$5.9M
IWO icon
15
iShares Russell 2000 Growth ETF
IWO
$14.4B
$10M 3.16%
45,235
-2,441
-5% -$534K
XLP icon
16
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$9.5M 2.99%
148,217
+21,327
+17% +$1.35M
KORP icon
17
American Century Diversified Corporate Bond ETF
KORP
$871M
$8.93M 2.81%
169,642
+79,768
+89% +$4.21M
IWN icon
18
iShares Russell 2000 Value ETF
IWN
$14.4B
$8.9M 2.8%
89,578
+8,176
+10% +$830K
MDIV icon
19
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$8.45M 2.66%
628,086
+300,182
+92% +$4.17M
XAR icon
20
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$8.23M 2.59%
94,288
+3,888
+4% +$345K
ALXN
21
DELISTED
Alexion Pharmaceuticals
ALXN
$3.13M 0.98%
27,307
– –
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.64M 0.83%
22,384
+19,887
+796% +$2.36M
MUB icon
23
iShares National Muni Bond ETF
MUB
$45.2B
$1.93M 0.61%
16,625
+558
+3% +$64.8K
BSCN
24
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.84M 0.58%
84,400
– –
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.75M 0.55%
47,952
-2,580
-5% -$92.8K
1
2 3

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Flaharty Asset Management's Q3 2020 Portfolio in Review

As of Q3 2020, Flaharty Asset Management held 72 positions worth $318M, up 11% from $285M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Flaharty Asset Management deployed $18M of net new capital in Q3 2020, opening 2 new positions and adding to 21 existing holdings. Its largest new stake was McDonald's: 1,002 shares worth $220K.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, down from 1.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $2.21M trimmed.

  • Flaharty Asset Management's largest Q3 2020 buy was McDonald's: 1,002 shares worth $220K.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2020, an estimated $5.9M increase.
  • Flaharty Asset Management's biggest Q3 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.21M.
  • Flaharty Asset Management fully exited Boeing in Q3 2020, selling an estimated $359K.
  • Flaharty Asset Management's ten largest holdings make up 57% of its $318M portfolio in Q3 2020.
  • Flaharty Asset Management opened 2 new positions and closed 5 in Q3 2020.
  • Flaharty Asset Management's portfolio value rose 11% quarter-over-quarter to $318M.

Based on Flaharty Asset Management's 13F filing for Q3 2020, filed 12 Nov 2020.