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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$18.4M
Cap. Flow
+$5.7M
Cap. Flow %
2.02%
Top 10 Hldgs %
63.04%
Holding
81
New
8
Increased
31
Reduced
19
Closed
7

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$976K
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$599K
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$546K
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$535K
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$520K

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$275K
2
HOMB icon
Home BancShares
HOMB
+$245K
3
GPI icon
Group 1 Automotive
GPI
+$223K
4
INTU icon
Intuit
INTU
+$221K
5
MCD icon
McDonald's
MCD
+$215K

Sector Composition

Rank Sector Weight
1 Technology 1.53%
2 Healthcare 1.23%
3 Communication Services 0.45%
4 Materials 0.43%
5 Industrials 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$28.7M 10.16%
652,620
+7,192
+1% +$300K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$24.5M 8.66%
179,194
+3,949
+2% +$520K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$21.4M 7.56%
1,064,054
+49,047
+5% +$976K
IJJ icon
4
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$17M 6.01%
198,842
+3,662
+2% +$301K
LMBS icon
5
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$15.8M 5.6%
305,514
+5,267
+2% +$273K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$15.5M 5.49%
144,211
+3,956
+3% +$415K
LQD icon
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$14.4M 5.08%
112,213
+4,289
+4% +$546K
HYLS icon
8
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$14.3M 5.06%
293,070
+3,980
+1% +$192K
CWB icon
9
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$13.7M 4.83%
245,955
+11,120
+5% +$599K
FTSL icon
10
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$12.9M 4.58%
269,771
+11,273
+4% +$535K
REM icon
11
iShares Mortgage Real Estate ETF
REM
$540M
$12.8M 4.52%
286,926
+10,145
+4% +$439K
FDN icon
12
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$10.9M 3.86%
78,402
-100
-0.1% -$13.5K
XAR icon
13
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$9.43M 3.34%
86,442
+1,309
+2% +$141K
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$14.3B
$9.34M 3.31%
72,608
+1,136
+2% +$140K
XLF icon
15
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$8.17M 2.89%
265,390
+6,283
+2% +$184K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.6B
$7.79M 2.76%
36,346
+405
+1% +$82.2K
RSPM icon
17
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$7.12M 2.52%
307,050
-4,640
-1% -$103K
ALXN
18
DELISTED
Alexion Pharmaceuticals
ALXN
$2.72M 0.96%
25,113
-2,000
-7% -$214K
PFF icon
19
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.9M 0.67%
50,532
+120
+0.2% +$4.48K
KORP icon
20
American Century Diversified Corporate Bond ETF
KORP
$860M
$1.89M 0.67%
36,810
-15
-0% -$769
MUB icon
21
iShares National Muni Bond ETF
MUB
$45B
$1.83M 0.65%
16,060
– –
BSCN
22
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.76M 0.62%
82,400
+10,675
+15% +$227K
BSCM
23
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.63M 0.58%
75,640
+10,675
+16% +$229K
BSCO
24
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.51M 0.53%
70,335
– –
BSCL
25
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.42M 0.5%
66,670
– –
1
2 3 4

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CCM
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FWA
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Flaharty Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Flaharty Asset Management held 81 positions worth $282M, up 7% from $264M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Flaharty Asset Management's Q4 2019 filing shows 8 new, 31 increased, 19 reduced and 7 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K. The largest sale was State Street, an estimated $275K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Communication Services.

  • Flaharty Asset Management's largest Q4 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K.
  • Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2019, an estimated $976K increase.
  • Flaharty Asset Management's biggest Q4 2019 reduction was Alexion Pharmaceuticals, cutting an estimated $214K.
  • Flaharty Asset Management fully exited State Street in Q4 2019, selling an estimated $275K.
  • Flaharty Asset Management's ten largest holdings make up 63% of its $282M portfolio in Q4 2019.
  • Flaharty Asset Management opened 8 new positions and closed 7 in Q4 2019.
  • Flaharty Asset Management's portfolio value rose 7% quarter-over-quarter to $282M.

Based on Flaharty Asset Management's 13F filing for Q4 2019, filed 13 Jan 2020.