FAM

Flaharty Asset Management Portfolio holdings

AUM $485M
This Quarter Return
+0.3%
1 Year Return
+10.09%
3 Year Return
+26.49%
5 Year Return
+44.14%
10 Year Return
–
AUM
$264M
AUM Growth
+$264M
Cap. Flow
+$14M
Cap. Flow %
5.32%
Top 10 Hldgs %
62.91%
Holding
75
New
7
Increased
34
Reduced
11
Closed
2

Top Buys

1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$12.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$3.38M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$1.72M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
$878K
5
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$875K

Top Sells

1
BIZD icon
VanEck BDC Income ETF
BIZD
$11.2M
2
UNH icon
UnitedHealth
UNH
$368K
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
$363K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
$230K
5
XLF icon
Financial Select Sector SPDR Fund
XLF
$214K

Sector Composition

1 Technology 1.4%
2 Healthcare 1.19%
3 Consumer Discretionary 0.52%
4 Materials 0.46%
5 Communication Services 0.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$116B
$25.8M 9.75% 161,357 +22 +0% +$3.51K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$63.5B
$22.5M 8.51% 175,245 +5,201 +3% +$667K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$20M 7.58% 1,015,007 +87,135 +9% +$1.72M
LMBS icon
4
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$15.6M 5.91% 300,247 +7,255 +2% +$377K
IJJ icon
5
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.05B
$15.6M 5.91% 97,590 +517 +0.5% +$82.7K
SDY icon
6
SPDR S&P Dividend ETF
SDY
$20.6B
$14.4M 5.45% 140,255 +4,577 +3% +$470K
HYLS icon
7
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.67B
$13.9M 5.28% 289,090 +4,273 +2% +$206K
LQD icon
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$13.8M 5.21% 107,924 +26,527 +33% +$3.38M
CWB icon
9
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$12.3M 4.66% 234,835 +15,605 +7% +$818K
FTSL icon
10
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$12.3M 4.64% +258,498 New +$12.3M
REM icon
11
iShares Mortgage Real Estate ETF
REM
$598M
$11.7M 4.42% 276,781 +20,663 +8% +$871K
FDN icon
12
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
$10.6M 4% 78,502 +610 +0.8% +$82.1K
XAR icon
13
SPDR S&P Aerospace & Defense ETF
XAR
$3.97B
$9.1M 3.44% 85,133 -1,062 -1% -$113K
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$11.8B
$8.53M 3.23% 71,472 -1,923 -3% -$230K
XLF icon
15
Financial Select Sector SPDR Fund
XLF
$54.1B
$7.26M 2.75% 259,107 -7,657 -3% -$214K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$12.4B
$6.93M 2.62% 35,941 -1,884 -5% -$363K
RSPM icon
17
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$167M
$6.79M 2.57% 62,338 +1,413 +2% +$154K
ALXN
18
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$2.66M 1.01% 27,113 – –
PFF icon
19
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.89M 0.72% 50,412 +89 +0.2% +$3.34K
KORP icon
20
American Century Diversified Corporate Bond ETF
KORP
$563M
$1.89M 0.72% 36,825 +17,105 +87% +$878K
MUB icon
21
iShares National Muni Bond ETF
MUB
$38.6B
$1.83M 0.69% 16,060 +3,305 +26% +$377K
BSCN
22
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.53M 0.58% 71,725 +41,080 +134% +$875K
BSCO
23
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.51M 0.57% 70,335 +28,195 +67% +$604K
BSCL
24
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.42M 0.54% 66,670 – –
BSCM
25
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.4M 0.53% 64,965 +38,485 +145% +$827K
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