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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$264M
AUM Growth
+$6.69M
Cap. Flow
+$13.9M
Cap. Flow %
5.28%
Top 10 Hldgs %
62.91%
Holding
75
New
7
Increased
34
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.34M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.71M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$874K
5
REM icon
iShares Mortgage Real Estate ETF
REM
+$872K

Top Sells

Rank Stock Value
1
BIZD icon
VanEck BDC Income ETF
BIZD
+$11.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$374K
3
UNH icon
UnitedHealth
UNH
+$368K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$227K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$211K

Sector Composition

Rank Sector Weight
1 Technology 1.4%
2 Healthcare 1.19%
3 Consumer Discretionary 0.52%
4 Materials 0.46%
5 Communication Services 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$25.8M 9.75%
645,428
+88
+0% +$3.53K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.9B
$22.5M 8.51%
175,245
+5,201
+3% +$661K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$20M 7.58%
1,015,007
+87,135
+9% +$1.71M
LMBS icon
4
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$15.6M 5.91%
300,247
+7,255
+2% +$377K
IJJ icon
5
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$15.6M 5.91%
195,180
+1,034
+0.5% +$81.4K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$14.4M 5.45%
140,255
+4,577
+3% +$461K
HYLS icon
7
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$13.9M 5.28%
289,090
+4,273
+2% +$206K
LQD icon
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$13.8M 5.21%
107,924
+26,527
+33% +$3.34M
CWB icon
9
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$12.3M 4.66%
234,835
+15,605
+7% +$827K
FTSL icon
10
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$12.3M 4.64%
+258,498
New +$12.2M
REM icon
11
iShares Mortgage Real Estate ETF
REM
$559M
$11.7M 4.42%
276,781
+20,663
+8% +$872K
FDN icon
12
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$10.6M 4%
78,502
+610
+0.8% +$86.2K
XAR icon
13
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.84B
$9.1M 3.44%
85,133
-1,062
-1% -$113K
IWN icon
14
iShares Russell 2000 Value ETF
IWN
$14.4B
$8.53M 3.23%
71,472
-1,923
-3% -$227K
XLF icon
15
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$7.25M 2.75%
259,107
-7,657
-3% -$211K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.7B
$6.93M 2.62%
35,941
-1,884
-5% -$374K
RSPM icon
17
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$176M
$6.79M 2.57%
311,690
+7,065
+2% +$153K
ALXN
18
DELISTED
Alexion Pharmaceuticals
ALXN
$2.65M 1.01%
27,113
– –
PFF icon
19
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.89M 0.72%
50,412
+89
+0.2% +$3.31K
KORP icon
20
American Century Diversified Corporate Bond ETF
KORP
$860M
$1.89M 0.72%
36,825
+17,105
+87% +$874K
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.5B
$1.83M 0.69%
16,060
+3,305
+26% +$377K
BSCN
22
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.53M 0.58%
71,725
+41,080
+134% +$872K
BSCO
23
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.51M 0.57%
70,335
+28,195
+67% +$602K
BSCL
24
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.42M 0.54%
66,670
– –
BSCM
25
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.4M 0.53%
64,965
+38,485
+145% +$825K
1
2 3

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Flaharty Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Flaharty Asset Management held 75 positions worth $264M, up 2.6% from $257M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Flaharty Asset Management deployed $13.9M of net new capital in Q3 2019, opening 7 new positions and adding to 34 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $374K trimmed.

  • Flaharty Asset Management's largest Q3 2019 buy was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.
  • Flaharty Asset Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2019, an estimated $3.34M increase.
  • Flaharty Asset Management's biggest Q3 2019 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $374K.
  • Flaharty Asset Management fully exited VanEck BDC Income ETF in Q3 2019, selling an estimated $11.2M.
  • Flaharty Asset Management's ten largest holdings make up 63% of its $264M portfolio in Q3 2019.
  • Flaharty Asset Management opened 7 new positions and closed 2 in Q3 2019.
  • Flaharty Asset Management's portfolio value rose 2.6% quarter-over-quarter to $264M.

Based on Flaharty Asset Management's 13F filing for Q3 2019, filed 15 Oct 2019.