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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-12.83%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$234M
AUM Growth
-$23.1M
Cap. Flow
-$150K
Cap. Flow %
-0.06%
Top 10 Hldgs %
58.43%
Holding
90
New
15
Increased
23
Reduced
32
Closed
8

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$7.19M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.78M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$862K
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$678K
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$667K

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$6.64M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.42M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$1.24M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.2M
5
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$682K

Sector Composition

Rank Sector Weight
1 Healthcare 1.7%
2 Technology 1.38%
3 Consumer Discretionary 1.03%
4 Communication Services 0.74%
5 Financials 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$22M 9.39%
672,752
-2,508
-0.4% -$88.4K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.9B
$19.5M 8.31%
175,351
-2,955
-2% -$354K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$16.6M 7.07%
922,785
-130,618
-12% -$2.42M
IJJ icon
4
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$14M 5.99%
202,914
+94,030
+86% +$7.19M
HYLS icon
5
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$12.8M 5.46%
285,560
-14,601
-5% -$682K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$12.7M 5.43%
142,203
-1,793
-1% -$169K
FDN icon
7
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$10.4M 4.42%
88,766
-3,924
-4% -$488K
REM icon
8
iShares Mortgage Real Estate ETF
REM
$559M
$9.74M 4.15%
243,828
+3,498
+1% +$148K
CWB icon
9
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$9.74M 4.15%
208,083
+9,334
+5% +$469K
XLK icon
10
State Street Technology Select Sector SPDR ETF
XLK
$114B
$9.52M 4.06%
307,106
-35,514
-10% -$1.2M
BIZD icon
11
VanEck BDC Income ETF
BIZD
$1.63B
$9.4M 4.01%
669,842
-4,949
-0.7% -$78.2K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$8.8M 3.75%
172,366
-10,119
-6% -$515K
IWN icon
13
iShares Russell 2000 Value ETF
IWN
$14.4B
$8.37M 3.57%
77,849
+754
+1% +$90.7K
DBEU icon
14
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$759M
$7.38M 3.15%
293,422
-14,333
-5% -$384K
RSPM icon
15
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$176M
$7.38M 3.15%
390,235
-61,355
-14% -$1.24M
XAR icon
16
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.84B
$7.29M 3.11%
92,347
-1,900
-2% -$167K
IWO icon
17
iShares Russell 2000 Growth ETF
IWO
$14.7B
$6.78M 2.89%
40,383
+2,371
+6% +$442K
XLF icon
18
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$6.55M 2.8%
275,174
-6,854
-2% -$178K
LQD icon
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$4.03M 1.72%
35,714
+5,931
+20% +$667K
ALXN
20
DELISTED
Alexion Pharmaceuticals
ALXN
$2.74M 1.17%
28,117
– –
PFF icon
21
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.72M 0.73%
+50,165
New +$1.78M
BSCL
22
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.18M 0.5%
56,650
+14,505
+34% +$300K
MUB icon
23
iShares National Muni Bond ETF
MUB
$45.5B
$1.04M 0.44%
9,535
+1,236
+15% +$133K
AAPL icon
24
Apple
AAPL
$4.9T
$1.03M 0.44%
26,060
+1,616
+7% +$78.3K
INTC icon
25
Intel
INTC
$478B
$967K 0.41%
20,607
-400
-2% -$18.7K
1
2 3 4

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Flaharty Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Flaharty Asset Management held 90 positions worth $234M, down 9% from $258M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Flaharty Asset Management's Q4 2018 filing shows 15 new, 23 increased, 32 reduced and 8 closed positions. Its largest new stake was iShares Preferred and Income Securities ETF: 50,165 shares worth $1.72M. The largest sale was iShares Silver Trust, an estimated $6.64M.

By sector, the portfolio is most concentrated in Healthcare at 1.7% of assets, down from 2.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Flaharty Asset Management's largest Q4 2018 buy was iShares Preferred and Income Securities ETF: 50,165 shares worth $1.72M.
  • Flaharty Asset Management added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2018, an estimated $7.19M increase.
  • Flaharty Asset Management's biggest Q4 2018 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $2.42M.
  • Flaharty Asset Management fully exited iShares Silver Trust in Q4 2018, selling an estimated $6.64M.
  • Flaharty Asset Management's ten largest holdings make up 58% of its $234M portfolio in Q4 2018.
  • Flaharty Asset Management opened 15 new positions and closed 8 in Q4 2018.
  • Flaharty Asset Management's portfolio value fell 9% quarter-over-quarter to $234M.

Based on Flaharty Asset Management's 13F filing for Q4 2018, filed 1 Feb 2019.