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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.68%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$543M
AUM Growth
+$58.8M
Cap. Flow
+$38.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
49.94%
Holding
150
New
16
Increased
49
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
PFM icon
Invesco Dividend Achievers ETF
PFM
+$13.4M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.49M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.74M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.59M
5
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$2.48M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.2M
2
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$878K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$667K
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$471K
5
ARKF icon
ARK Blockchain & Fintech Innovation ETF
ARKF
+$397K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.45%
5 Financials 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$41.2M 7.58%
539,420
+2,400
+0.4% +$178K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$32.8M 6.04%
195,531
+10,718
+6% +$1.76M
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$31.8M 5.86%
1,566,804
+119,345
+8% +$2.43M
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$28.6M 5.27%
216,183
+19,484
+10% +$2.59M
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$28.2M 5.18%
587,677
+57,314
+11% +$2.74M
FDN icon
6
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$23.2M 4.27%
102,537
-507
-0.5% -$120K
IHI icon
7
iShares US Medical Devices ETF
IHI
$2.97B
$22.6M 4.16%
343,176
+28,392
+9% +$1.82M
BOND icon
8
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$21.7M 4%
198,482
+31,796
+19% +$3.49M
RSPM icon
9
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$20.8M 3.83%
578,335
+13,110
+2% +$452K
TDIV icon
10
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$20.4M 3.75%
323,938
+20,948
+7% +$1.25M
MDIV icon
11
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$19.9M 3.66%
1,198,167
+149,885
+14% +$2.48M
IWN icon
12
iShares Russell 2000 Value ETF
IWN
$14.3B
$18.9M 3.49%
114,109
+8,655
+8% +$1.44M
IJJ icon
13
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$18.7M 3.43%
168,531
+913
+0.5% +$99.3K
XLP icon
14
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$17.3M 3.19%
224,552
+23,066
+11% +$1.67M
SDY icon
15
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$16.3M 2.99%
125,948
+852
+0.7% +$106K
REM icon
16
iShares Mortgage Real Estate ETF
REM
$540M
$16.2M 2.97%
468,254
+24,737
+6% +$904K
KORP icon
17
American Century Diversified Corporate Bond ETF
KORP
$860M
$15.8M 2.91%
305,450
+38,387
+14% +$1.99M
PFM icon
18
Invesco Dividend Achievers ETF
PFM
$783M
$15.8M 2.9%
396,943
+350,294
+751% +$13.4M
QQQ icon
19
Invesco QQQ Trust
QQQ
$460B
$13M 2.39%
32,599
-943
-3% -$364K
IWO icon
20
iShares Russell 2000 Growth ETF
IWO
$14.6B
$12.7M 2.34%
43,349
+945
+2% +$285K
LMBS icon
21
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$12.2M 2.25%
244,164
+10,831
+5% +$544K
DVY icon
22
iShares Select Dividend ETF
DVY
$23.6B
$5.72M 1.05%
46,661
+1,877
+4% +$224K
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$4.85M 0.89%
10,219
-212
-2% -$97.3K
SKYY icon
24
First Trust Cloud Computing ETF
SKYY
$2.69B
$3.96M 0.73%
38,006
-1,908
-5% -$210K
TAN icon
25
Invesco Solar ETF
TAN
$1.52B
$3.73M 0.69%
48,528
-2,449
-5% -$215K
1
2 3 4 5

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Flaharty Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Flaharty Asset Management held 150 positions worth $543M, up 12% from $485M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $38.2M of net new capital in Q4 2021, opening 16 new positions and adding to 49 existing holdings. Its largest new stake was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $667K trimmed.

  • Flaharty Asset Management's largest Q4 2021 buy was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.
  • Flaharty Asset Management added most to Invesco Dividend Achievers ETF in Q4 2021, an estimated $13.4M increase.
  • Flaharty Asset Management's biggest Q4 2021 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $667K.
  • Flaharty Asset Management fully exited ARK Genomic Revolution ETF in Q4 2021, selling an estimated $2.2M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $543M portfolio in Q4 2021.
  • Flaharty Asset Management opened 16 new positions and closed 14 in Q4 2021.
  • Flaharty Asset Management's portfolio value rose 12% quarter-over-quarter to $543M.

Based on Flaharty Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.