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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
AUM
$534M
AUM Growth
+$48.5M
Cap. Flow
+$22M
Cap. Flow %
4.12%
Top 10 Hldgs %
50.48%
Holding
132
New
18
Increased
40
Reduced
44
Closed
15
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IWD icon
1
iShares Russell 1000 Value ETF
IWD
$81.3B
$35M 6.55%
230,640
+7,673
+3% +$1.15M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$123B
$33.6M 6.28%
626,900
+6,096
+1% +$335K
FTSL icon
3
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$32.3M 6.04%
724,298
+11,430
+2% +$512K
PFFD icon
4
Global X US Preferred ETF
PFFD
$2.14B
$30.7M 5.75%
+1,586,730
New +$31.7M
BOND icon
5
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$26.1M 4.89%
288,956
-4,701
-2% -$423K
PFM icon
6
Invesco Dividend Achievers ETF
PFM
$783M
$24.4M 4.57%
669,341
-874
-0.1% -$31.2K
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$23.1M 4.32%
309,441
+18,938
+7% +$1.38M
IWN icon
8
iShares Russell 2000 Value ETF
IWN
$14.3B
$22.1M 4.13%
159,131
+11,622
+8% +$1.64M
MDIV icon
9
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$21.3M 3.99%
1,424,212
+112,216
+9% +$1.7M
KORP icon
10
American Century Diversified Corporate Bond ETF
KORP
$860M
$21.1M 3.95%
465,176
+36,773
+9% +$1.66M
TDIV icon
11
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$21M 3.94%
440,475
+18,294
+4% +$872K
RSPM icon
12
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$18.5M 3.45%
581,600
+19,815
+4% +$628K
IHI icon
13
iShares US Medical Devices ETF
IHI
$2.97B
$18.1M 3.39%
344,242
-34,471
-9% -$1.75M
SDY icon
14
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$18M 3.38%
144,192
+8,802
+7% +$1.09M
SPBO icon
15
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.08B
$17.7M 3.32%
625,180
+31,894
+5% +$899K
RSPU icon
16
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$557M
$17.5M 3.28%
301,202
+138
+0% +$7.75K
IJJ icon
17
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$17M 3.17%
168,279
-1,274
-0.8% -$127K
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$14.8M 2.77%
603,394
+505,734
+518% +$13.2M
SPIB icon
19
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$14.6M 2.74%
460,250
+23,072
+5% +$730K
IWO icon
20
iShares Russell 2000 Growth ETF
IWO
$14.6B
$12.2M 2.28%
56,779
+3,744
+7% +$820K
MINT icon
21
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$7.41M 1.39%
75,149
+71,142
+1,775% +$7.01M
QQQ icon
22
Invesco QQQ Trust
QQQ
$460B
$6.81M 1.27%
25,580
-1,194
-4% -$330K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.6B
$4.61M 0.86%
38,222
-4,471
-10% -$529K
LMBS icon
24
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$4.21M 0.79%
88,761
-25,119
-22% -$1.19M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$4.03M 0.75%
10,527
+894
+9% +$344K

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Flaharty Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Flaharty Asset Management held 132 positions worth $534M, up 10% from $486M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $22M of net new capital in Q4 2022, opening 18 new positions and adding to 40 existing holdings. Its largest new stake was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $31.3M trimmed.

  • Flaharty Asset Management's largest Q4 2022 buy was Global X US Preferred ETF: 1,586,730 shares worth $30.7M.
  • Flaharty Asset Management added most to First Trust Global Tactical Commodity Strategy Fund in Q4 2022, an estimated $13.2M increase.
  • Flaharty Asset Management's biggest Q4 2022 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $31.3M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $1.4M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $534M portfolio in Q4 2022.
  • Flaharty Asset Management opened 18 new positions and closed 15 in Q4 2022.
  • Flaharty Asset Management's portfolio value rose 10% quarter-over-quarter to $534M.

Based on Flaharty Asset Management's 13F filing for Q4 2022, filed 14 Feb 2023.