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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$258M
AUM Growth
+$1.22M
Cap. Flow
+$4.55M
Cap. Flow %
1.77%
Top 10 Hldgs %
59.46%
Holding
84
New
5
Increased
36
Reduced
16
Closed
9

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.11M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$645K
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$640K
4
GAP
The Gap Inc
GAP
+$553K
5
REM icon
iShares Mortgage Real Estate ETF
REM
+$514K

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$693K
2
MSFT icon
Microsoft
MSFT
+$546K
3
C icon
Citigroup
C
+$408K
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$405K
5
NFLX icon
Netflix
NFLX
+$361K

Sector Composition

Rank Sector Weight
1 Healthcare 2.08%
2 Technology 1.66%
3 Financials 0.95%
4 Consumer Discretionary 0.64%
5 Communication Services 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$26.4M 10.25%
675,260
+17,020
+3% +$645K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.9B
$22.6M 8.8%
178,306
+3,859
+2% +$485K
FPE icon
3
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$20.1M 7.8%
1,053,403
+25,819
+3% +$496K
HYLS icon
4
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$14.4M 5.58%
300,161
+1,776
+0.6% +$84.7K
SDY icon
5
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$14.1M 5.47%
143,996
+4,713
+3% +$457K
FDN icon
6
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$13M 5.06%
92,690
+2,854
+3% +$405K
BIZD icon
7
VanEck BDC Income ETF
BIZD
$1.63B
$11.3M 4.38%
674,791
+28,492
+4% +$486K
CWB icon
8
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$10.7M 4.14%
198,749
+11,943
+6% +$640K
REM icon
9
iShares Mortgage Real Estate ETF
REM
$559M
$10.4M 4.05%
240,330
+11,521
+5% +$514K
IWN icon
10
iShares Russell 2000 Value ETF
IWN
$14.4B
$10.1M 3.93%
77,095
+1,945
+3% +$262K
RSPM icon
11
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$176M
$9.89M 3.84%
451,590
-2,160
-0.5% -$47.2K
XAR icon
12
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.84B
$9.37M 3.64%
94,247
+2,664
+3% +$252K
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$9.3M 3.61%
182,485
-7,917
-4% -$405K
IJJ icon
14
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$9.05M 3.52%
108,884
+3,794
+4% +$317K
DBEU icon
15
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$759M
$8.81M 3.42%
307,755
+3,264
+1% +$93.2K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.7B
$8.05M 3.13%
38,012
+726
+2% +$155K
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$7.81M 3.03%
282,028
+2,686
+1% +$75.2K
SLV icon
18
iShares Silver Trust
SLV
$27.1B
$6.64M 2.58%
487,195
+3,229
+0.7% +$45.5K
ALXN
19
DELISTED
Alexion Pharmaceuticals
ALXN
$3.85M 1.5%
28,117
-31
-0.1% -$3.89K
LQD icon
20
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$3.41M 1.32%
29,783
+9,668
+48% +$1.11M
AAPL icon
21
Apple
AAPL
$4.9T
$1.39M 0.54%
24,444
+1,264
+5% +$65.8K
XLK icon
22
State Street Technology Select Sector SPDR ETF
XLK
$114B
$1.3M 0.5%
342,620
+2,468
+0.7% +$90.5K
IWB icon
23
iShares Russell 1000 ETF
IWB
$48B
$1.1M 0.43%
6,780
+90
+1% +$14.3K
INTC icon
24
Intel
INTC
$478B
$976K 0.38%
21,007
-208
-1% -$10.1K
MUB icon
25
iShares National Muni Bond ETF
MUB
$45.5B
$894K 0.35%
8,299
+130
+2% +$14.1K
1
2 3 4

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Flaharty Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Flaharty Asset Management held 84 positions worth $258M, up 0.48% from $256M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Flaharty Asset Management's Q3 2018 filing shows 5 new, 36 increased, 16 reduced and 9 closed positions. Its largest new stake was The Gap Inc: 18,466 shares worth $530K. The largest sale was 3M, an estimated $693K.

By sector, the portfolio is most concentrated in Healthcare at 2.1% of assets, up from 2% a quarter earlier, followed by Technology and Financials.

  • Flaharty Asset Management's largest Q3 2018 buy was The Gap Inc: 18,466 shares worth $530K.
  • Flaharty Asset Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2018, an estimated $1.11M increase.
  • Flaharty Asset Management's biggest Q3 2018 reduction was Microsoft, cutting an estimated $546K.
  • Flaharty Asset Management fully exited 3M in Q3 2018, selling an estimated $693K.
  • Flaharty Asset Management's ten largest holdings make up 59% of its $258M portfolio in Q3 2018.
  • Flaharty Asset Management opened 5 new positions and closed 9 in Q3 2018.
  • Flaharty Asset Management's portfolio value rose 0.48% quarter-over-quarter to $258M.

Based on Flaharty Asset Management's 13F filing for Q3 2018, filed 13 Nov 2018.