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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$33.7M
Cap. Flow
+$26.5M
Cap. Flow %
11.62%
Top 10 Hldgs %
58.74%
Holding
97
New
35
Increased
33
Reduced
19
Closed
8

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$18M
2
BIZD icon
VanEck BDC Income ETF
BIZD
+$8.8M
3
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$5.65M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$2.98M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.01M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$17.8M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$10.1M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$3.17M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$651K
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$288K

Sector Composition

Rank Sector Weight
1 Healthcare 2.36%
2 Technology 2.34%
3 Industrials 1.35%
4 Financials 0.84%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$19.4M 8.48%
555,496
+47,384
+9% +$1.55M
FPE icon
2
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$18.5M 8.1%
920,317
+897,192
+3,880% +$18M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.9B
$17.9M 7.84%
141,416
+16,559
+13% +$2.01M
RSP icon
4
Invesco S&P 500 Equal Weight ETF
RSP
$96B
$16.5M 7.22%
159,152
+7,515
+5% +$738K
HYLS icon
5
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$14.4M 6.3%
293,518
+6,000
+2% +$292K
FTSL icon
6
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$11.4M 5.01%
237,345
+15,127
+7% +$729K
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$10.8M 4.74%
113,216
+9,063
+9% +$849K
BIZD icon
8
VanEck BDC Income ETF
BIZD
$1.63B
$8.59M 3.76%
+513,275
New +$8.8M
REM icon
9
iShares Mortgage Real Estate ETF
REM
$559M
$8.44M 3.7%
189,204
+10,107
+6% +$465K
IWN icon
10
iShares Russell 2000 Value ETF
IWN
$14.4B
$8.19M 3.59%
64,149
+3,438
+6% +$430K
CWB icon
11
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$8.01M 3.51%
153,792
+6,235
+4% +$321K
DBEU icon
12
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$759M
$7.46M 3.27%
255,948
+24,201
+10% +$693K
AMJ
13
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$7.4M 3.24%
256,447
-23,976
-9% -$651K
SLV icon
14
iShares Silver Trust
SLV
$27.1B
$7.1M 3.11%
439,745
+21,225
+5% +$335K
XAR icon
15
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.84B
$5.92M 2.6%
+69,071
New +$5.65M
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.7B
$5.9M 2.59%
31,039
+3,534
+13% +$645K
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$5.83M 2.55%
205,416
+12,793
+7% +$344K
SVXY icon
18
ProShares Short VIX Short-Term Futures ETF
SVXY
$219M
$5.45M 2.39%
19,793
+6,743
+52% +$1.49M
ALXN
19
DELISTED
Alexion Pharmaceuticals
ALXN
$3.73M 1.63%
31,148
-250
-0.8% -$30.4K
CCT
20
DELISTED
Corporate Capital Trust, Inc.
CCT
$2.64M 1.16%
+169,874
New +$2.98M
BSCL
21
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.47M 0.64%
69,670
+25,150
+56% +$535K
AAPL icon
22
Apple
AAPL
$4.9T
$1.35M 0.59%
31,044
+8,572
+38% +$358K
BKLN icon
23
Invesco Senior Loan ETF
BKLN
$7.13B
$1.32M 0.58%
57,419
-11,309
-16% -$261K
MSFT icon
24
Microsoft
MSFT
$2.93T
$1.05M 0.46%
11,902
+5,090
+75% +$418K
MUB icon
25
iShares National Muni Bond ETF
MUB
$45.5B
$1.05M 0.46%
9,469
– –
1
2 3 4

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CCM
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FCI
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WG
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Flaharty Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, Flaharty Asset Management held 97 positions worth $228M, up 17% from $194M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Flaharty Asset Management deployed $26.5M of net new capital in Q4 2017, opening 35 new positions and adding to 33 existing holdings. Its largest new stake was VanEck BDC Income ETF: 513,275 shares worth $8.59M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $651K trimmed.

  • Flaharty Asset Management's largest Q4 2017 buy was VanEck BDC Income ETF: 513,275 shares worth $8.59M.
  • Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2017, an estimated $18M increase.
  • Flaharty Asset Management's biggest Q4 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $651K.
  • Flaharty Asset Management fully exited iShares Preferred and Income Securities ETF in Q4 2017, selling an estimated $17.8M.
  • Flaharty Asset Management's ten largest holdings make up 59% of its $228M portfolio in Q4 2017.
  • Flaharty Asset Management opened 35 new positions and closed 8 in Q4 2017.
  • Flaharty Asset Management's portfolio value rose 17% quarter-over-quarter to $228M.

Based on Flaharty Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.