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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-5.29%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$486M
AUM Growth
-$6.16M
Cap. Flow
+$23M
Cap. Flow %
4.73%
Top 10 Hldgs %
51.66%
Holding
126
New
3
Increased
39
Reduced
48
Closed
12

Top Buys

Rank Stock Value
1
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$17.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14.2M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.94M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.27M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$2.01M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$29M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$879K
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$773K
5
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$379K

Sector Composition

Rank Sector Weight
1 Technology 1.25%
2 Healthcare 0.91%
3 Consumer Discretionary 0.47%
4 Communication Services 0.29%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$124B
$32.7M 6.72%
620,804
+22,592
+4% +$1.33M
FPE icon
2
First Trust Preferred Securities and Income ETF
FPE
$6.38B
$32.1M 6.61%
1,921,791
+128,709
+7% +$2.27M
FTSL icon
3
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$31.4M 6.47%
712,868
+38,481
+6% +$1.74M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$81.8B
$30.3M 6.24%
222,967
+10,891
+5% +$1.64M
BOND icon
5
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.33B
$26.3M 5.42%
293,657
+31,042
+12% +$2.94M
PFM icon
6
Invesco Dividend Achievers ETF
PFM
$782M
$21.7M 4.46%
670,215
+56,607
+9% +$2.01M
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$19.4M 3.99%
290,503
+26,787
+10% +$1.96M
KORP icon
8
American Century Diversified Corporate Bond ETF
KORP
$867M
$19.1M 3.94%
428,403
+38,074
+10% +$1.77M
IWN icon
9
iShares Russell 2000 Value ETF
IWN
$14.4B
$19M 3.91%
147,509
+8,643
+6% +$1.25M
MDIV icon
10
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$18.9M 3.9%
1,311,996
+86,462
+7% +$1.36M
TDIV icon
11
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$18.4M 3.8%
422,181
+31,126
+8% +$1.58M
IHI icon
12
iShares US Medical Devices ETF
IHI
$3.04B
$17.9M 3.68%
378,713
+19,407
+5% +$1.01M
SPBO icon
13
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$16.5M 3.39%
+593,286
New +$17.5M
RSPU icon
14
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$545M
$16M 3.3%
301,064
+23,044
+8% +$1.37M
RSPM icon
15
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$16M 3.3%
561,785
+36,240
+7% +$1.16M
IJJ icon
16
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.8B
$15.3M 3.14%
169,553
+4,518
+3% +$450K
SDY icon
17
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$15.1M 3.11%
135,390
+6,780
+5% +$835K
SPIB icon
18
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$13.7M 2.82%
+437,178
New +$14.2M
IWO icon
19
iShares Russell 2000 Growth ETF
IWO
$14.7B
$11M 2.26%
53,035
+2,166
+4% +$488K
REM icon
20
iShares Mortgage Real Estate ETF
REM
$554M
$10.8M 2.22%
515,107
+44,459
+9% +$1.25M
QQQ icon
21
Invesco QQQ Trust
QQQ
$467B
$7.16M 1.47%
26,774
-3,659
-12% -$1.1M
LMBS icon
22
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$5.39M 1.11%
113,880
-18,216
-14% -$879K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.7B
$4.58M 0.94%
42,693
-2,785
-6% -$334K
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$785B
$3.44M 0.71%
9,633
-608
-6% -$241K
XLI icon
25
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$2.94M 0.61%
35,493
-2,456
-6% -$226K
1
2 3 4 5

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Flaharty Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Flaharty Asset Management held 126 positions worth $486M, down 1.3% from $492M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management deployed $23M of net new capital in Q3 2022, opening 3 new positions and adding to 39 existing holdings. Its largest new stake was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.1M trimmed.

  • Flaharty Asset Management's largest Q3 2022 buy was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2022, an estimated $2.94M increase.
  • Flaharty Asset Management's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.1M.
  • Flaharty Asset Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $486M portfolio in Q3 2022.
  • Flaharty Asset Management opened 3 new positions and closed 12 in Q3 2022.
  • Flaharty Asset Management's portfolio value fell 1.3% quarter-over-quarter to $486M.

Based on Flaharty Asset Management's 13F filing for Q3 2022, filed 3 Nov 2022.