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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$128M
Cap. Flow
+$128M
Cap. Flow %
79.93%
Top 10 Hldgs %
63.9%
Holding
58
New
48
Increased
6
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$14.8M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.9M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$10.4M
5
BKCC
BlackRock Capital Investment Corporation
BKCC
+$8.64M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.15M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$275K
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$24K

Sector Composition

Rank Sector Weight
1 Healthcare 2.29%
2 Technology 1.12%
3 Consumer Staples 0.24%
4 Energy 0.19%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$14.9M 9.35%
+386,424
New +$14.8M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$123B
$13.6M 8.53%
+480,848
New +$13.3M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.9B
$12.8M 8.05%
+112,280
New +$12.9M
RSP icon
4
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$12.5M 7.84%
138,873
+5,075
+4% +$455K
HYLS icon
5
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$10.4M 6.54%
+213,621
New +$10.4M
BKCC
6
DELISTED
BlackRock Capital Investment Corporation
BKCC
$8.39M 5.26%
+1,152,918
New +$8.64M
AMJ
7
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$8.02M 5.03%
+249,397
New +$8.15M
FTSL icon
8
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$7.4M 4.64%
+152,836
New +$7.42M
SDY icon
9
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$7.18M 4.5%
81,953
+25,326
+45% +$2.21M
SLV icon
10
iShares Silver Trust
SLV
$27.1B
$6.64M 4.16%
+383,621
New +$6.35M
REM icon
11
iShares Mortgage Real Estate ETF
REM
$559M
$6.54M 4.1%
+144,083
New +$6.34M
IWN icon
12
iShares Russell 2000 Value ETF
IWN
$14.4B
$6.39M 4%
+55,288
New +$6.56M
CWB icon
13
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$5.87M 3.68%
122,907
+9,819
+9% +$464K
DBEU icon
14
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$759M
$5.16M 3.23%
+191,650
New +$5.01M
IWO icon
15
iShares Russell 2000 Growth ETF
IWO
$14.7B
$4.12M 2.58%
+26,156
New +$4.15M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$4.03M 2.53%
171,733
+25,419
+17% +$609K
ALXN
17
DELISTED
Alexion Pharmaceuticals
ALXN
$3.65M 2.29%
+31,398
New +$4.05M
FXN icon
18
First Trust Energy AlphaDEX Fund
FXN
$393M
$3.1M 1.95%
+208,180
New +$3.29M
BKLN icon
19
Invesco Senior Loan ETF
BKLN
$7.19B
$2.07M 1.3%
88,721
-11,797
-12% -$275K
MUB icon
20
iShares National Muni Bond ETF
MUB
$45.5B
$1.04M 0.65%
+9,569
New +$1.04M
PBP icon
21
Invesco S&P 500 BuyWrite ETF
PBP
$348M
$959K 0.6%
43,555
– –
IWB icon
22
iShares Russell 1000 ETF
IWB
$48B
$886K 0.56%
+6,779
New +$878K
AIVL icon
23
WisdomTree US AI Enhanced Value Fund
AIVL
$421M
$860K 0.54%
10,484
+4
+0% +$328
AAPL icon
24
Apple
AAPL
$4.9T
$797K 0.5%
+22,140
New +$729K
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$80B
$739K 0.46%
+9,559
New +$738K
1
2 3

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Flaharty Asset Management's Q1 2017 Portfolio in Review

As of Q1 2017, Flaharty Asset Management held 58 positions worth $160M, up 407% from $31.5M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Flaharty Asset Management deployed $128M of net new capital in Q1 2017, opening 48 new positions and adding to 6 existing holdings. Its largest new stake was iShares Preferred and Income Securities ETF: 386,424 shares worth $14.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $275K trimmed.

  • Flaharty Asset Management's largest Q1 2017 buy was iShares Preferred and Income Securities ETF: 386,424 shares worth $14.9M.
  • Flaharty Asset Management added most to State Street SPDR S&P Dividend ETF in Q1 2017, an estimated $2.21M increase.
  • Flaharty Asset Management's biggest Q1 2017 reduction was Invesco Senior Loan ETF, cutting an estimated $275K.
  • Flaharty Asset Management fully exited State Street Energy Select Sector SPDR ETF in Q1 2017, selling an estimated $1.15M.
  • Flaharty Asset Management's ten largest holdings make up 64% of its $160M portfolio in Q1 2017.
  • Flaharty Asset Management opened 48 new positions and closed 1 in Q1 2017.
  • Flaharty Asset Management's portfolio value rose 407% quarter-over-quarter to $160M.

Based on Flaharty Asset Management's 13F filing for Q1 2017, filed 15 May 2017.