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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-1.39%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$485M
AUM Growth
+$16.7M
Cap. Flow
+$24.6M
Cap. Flow %
5.08%
Top 10 Hldgs %
50.52%
Holding
141
New
18
Increased
49
Reduced
44
Closed
7

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.01M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.64M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.16M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.91M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$1.73M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.98M
2
ARKW icon
ARK Web x.0 ETF
ARKW
+$711K
3
ALXN
Alexion Pharmaceuticals
ALXN
+$560K
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$420K
5
FAD icon
First Trust Multi Cap Growth AlphaDEX Fund
FAD
+$326K

Sector Composition

Rank Sector Weight
1 Technology 1.65%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.43%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
1
iShares Russell 1000 Growth ETF
IWF
$123B
$36.8M 7.59%
537,020
+16,584
+3% +$1.17M
FPE icon
2
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$29.7M 6.13%
1,447,459
+127,807
+10% +$2.64M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.3B
$28.9M 5.97%
184,813
+7,389
+4% +$1.18M
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$26.2M 5.4%
196,699
+14,100
+8% +$1.91M
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$25.4M 5.24%
530,363
+62,771
+13% +$3.01M
FDN icon
6
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$24.3M 5.02%
103,044
+1,020
+1% +$249K
IHI icon
7
iShares US Medical Devices ETF
IHI
$2.97B
$19.8M 4.08%
314,784
+15,708
+5% +$1M
BOND icon
8
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$18.4M 3.8%
166,686
+19,356
+13% +$2.16M
RSPM icon
9
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$18.1M 3.73%
565,225
+13,000
+2% +$431K
IJJ icon
10
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$17.3M 3.56%
167,618
+3,672
+2% +$386K
MDIV icon
11
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$17.2M 3.55%
1,048,282
+85,495
+9% +$1.42M
TDIV icon
12
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$17.1M 3.53%
302,990
+13,122
+5% +$760K
IWN icon
13
iShares Russell 2000 Value ETF
IWN
$14.3B
$16.9M 3.49%
105,454
+4,800
+5% +$771K
REM icon
14
iShares Mortgage Real Estate ETF
REM
$540M
$16M 3.31%
443,517
+17,043
+4% +$621K
SDY icon
15
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$14.7M 3.03%
125,096
+5,084
+4% +$623K
KORP icon
16
American Century Diversified Corporate Bond ETF
KORP
$860M
$14M 2.89%
267,063
+20,058
+8% +$1.06M
XLP icon
17
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$13.9M 2.86%
201,486
+12,218
+6% +$871K
IWO icon
18
iShares Russell 2000 Growth ETF
IWO
$14.6B
$12.4M 2.57%
42,404
+2,486
+6% +$747K
QQQ icon
19
Invesco QQQ Trust
QQQ
$460B
$12M 2.48%
33,542
+1,435
+4% +$528K
LMBS icon
20
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$11.8M 2.44%
233,333
-38,950
-14% -$1.98M
DVY icon
21
iShares Select Dividend ETF
DVY
$23.6B
$5.14M 1.06%
44,784
+5,782
+15% +$676K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$4.48M 0.92%
10,431
+669
+7% +$295K
SKYY icon
23
First Trust Cloud Computing ETF
SKYY
$2.69B
$4.21M 0.87%
39,914
+1,640
+4% +$176K
TAN icon
24
Invesco Solar ETF
TAN
$1.52B
$4.08M 0.84%
50,977
-1,115
-2% -$93.8K
EMQQ icon
25
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$3.17M 0.65%
63,898
+1,409
+2% +$75.6K
1
2 3 4 5

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Flaharty Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Flaharty Asset Management held 141 positions worth $485M, up 3.6% from $468M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Flaharty Asset Management deployed $24.6M of net new capital in Q3 2021, opening 18 new positions and adding to 49 existing holdings. Its largest new stake was Invesco Dividend Achievers ETF: 46,649 shares worth $1.68M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $1.98M trimmed.

  • Flaharty Asset Management's largest Q3 2021 buy was Invesco Dividend Achievers ETF: 46,649 shares worth $1.68M.
  • Flaharty Asset Management added most to First Trust Senior Loan Fund ETF in Q3 2021, an estimated $3.01M increase.
  • Flaharty Asset Management's biggest Q3 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $1.98M.
  • Flaharty Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $560K.
  • Flaharty Asset Management's ten largest holdings make up 51% of its $485M portfolio in Q3 2021.
  • Flaharty Asset Management opened 18 new positions and closed 7 in Q3 2021.
  • Flaharty Asset Management's portfolio value rose 3.6% quarter-over-quarter to $485M.

Based on Flaharty Asset Management's 13F filing for Q3 2021, filed 2 Nov 2021.