We are live on ! Find out more
FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
176
Cummins
CMI
$87.5B
– –
-150
Closed -$34.3K
COF icon
177
Capital One
COF
$128B
– –
-243
Closed -$23.6K
COP icon
178
ConocoPhillips
COP
$147B
– –
-734
Closed -$88K
CORT icon
179
Corcept Therapeutics
CORT
$12.4B
– –
-200
Closed -$5.45K
CPRT icon
180
Copart
CPRT
$27B
– –
-940
Closed -$40.5K
CRM icon
181
Salesforce
CRM
$151B
– –
-19
Closed -$3.85K
CRNC icon
182
Cerence
CRNC
$385M
– –
-240
Closed -$4.89K
CSX icon
183
CSX Corp
CSX
$93.4B
– –
-3,169
Closed -$97.4K
CTVA icon
184
Corteva
CTVA
$52.6B
– –
-386
Closed -$19.7K
CVS icon
185
CVS Health
CVS
$133B
– –
-195
Closed -$13.6K
CVX icon
186
Chevron
CVX
$392B
– –
-374
Closed -$63.1K
CWI icon
187
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
– –
-24
Closed -$597
DD icon
188
DuPont de Nemours
DD
$18.5B
– –
-42
Closed -$3.95K
DDD icon
189
3D Systems Corp
DDD
$431M
– –
-73
Closed -$358
DE icon
190
Deere & Co
DE
$160B
– –
-3
Closed -$1.13K
DELL icon
191
Dell
DELL
$262B
– –
-113
Closed -$7.79K
DEM icon
192
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-14
Closed -$525
DEO icon
193
Diageo
DEO
$49B
– –
-41
Closed -$6.14K
DFS
194
DELISTED
Discover Financial Services
DFS
– –
-218
Closed -$18.9K
DGX icon
195
Quest Diagnostics
DGX
$25.7B
– –
-110
Closed -$13.4K
DHI icon
196
D.R. Horton
DHI
$40B
– –
-3
Closed -$322
DIA icon
197
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
– –
-287
Closed -$96.1K
DOCU
198
DocuSign
DOCU
$10.5B
– –
-74
Closed -$3.11K
DOW icon
199
Dow Inc
DOW
$21.9B
– –
-53
Closed -$2.73K
DVN icon
200
Devon Energy
DVN
$52.1B
– –
-74
Closed -$3.52K
6 7
8
9 10

Similar funds

YEPX
Yorktown Energy Partners X New York $69.5M AUM 143.07% 1-Year Est. Return
AC
Axon Capital New York $69.3M AUM
CCM
Courage Capital Management Nashville, Tennessee $70.6M AUM 13.29% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
FWA
Fidelis Wealth Advisors Castle Rock, Colorado $68.7M AUM
VIM
VCU Investment Management Richmond, Virginia $68.6M AUM
HB
Hauser Brothers Freiburg Im Breisgau, Germany $71.4M AUM 101.05% 1-Year Est. Return
DWRES
Divco West Real Estate Services San Francisco, California $71.9M AUM 21.93% 1-Year Est. Return

Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.