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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.27%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$787M
AUM Growth
+$56M
Cap. Flow
+$25.5M
Cap. Flow %
3.24%
Top 10 Hldgs %
48.45%
Holding
147
New
18
Increased
45
Reduced
29
Closed
17

Top Buys

Rank Stock Value
1
FLGV icon
Franklin US Treasury Bond ETF
FLGV
+$27.4M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$6.16M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.76M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$1.64M
5
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.12M

Top Sells

Rank Stock Value
1
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$25.8M
2
ED icon
Consolidated Edison
ED
+$1.17M
3
IBIT icon
iShares Bitcoin Trust
IBIT
+$532K
4
SMLR
Semler Scientific
SMLR
+$453K
5
BRRWU
Columbus Circle Capital Corp I Units
BRRWU
+$424K

Sector Composition

Rank Sector Weight
1 Technology 1.97%
2 Healthcare 0.67%
3 Financials 0.56%
4 Consumer Discretionary 0.41%
5 Industrials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RELY icon
126
Remitly
RELY
$5.05B
$163K 0.02%
10,000
-5,000
-33% -$89.7K
OPRT icon
127
Oportun Financial
OPRT
$267M
$80.2K 0.01%
+13,000
New +$83.7K
NXGL icon
128
NexGel
NXGL
$3.9M
$58.6K 0.01%
24,000
– –
NIOBW
129
NioCorp Developments Ltd Warrant
NIOBW
$58M
$18.4K ﹤0.01%
+10,000
New +$9.01K
FBLG icon
130
FibroBiologics
FBLG
$4.81M
$8.03K ﹤0.01%
735
– –
AUR icon
131
Aurora
AUR
$13.3B
– –
-12,500
Closed -$65.5K
BBAI icon
132
BigBear.ai
BBAI
$1.37B
– –
-16,000
Closed -$109K
CBZ icon
133
CBIZ
CBZ
$2.99B
– –
-3,492
Closed -$250K
COF icon
134
Capital One
COF
$134B
– –
-1,065
Closed -$227K
COMP icon
135
Compass
COMP
$8.78B
– –
-12,000
Closed -$75.4K
CRMT icon
136
America's Car Mart
CRMT
$29.1M
– –
-7,000
Closed -$392K
DIS icon
137
Walt Disney
DIS
$170B
– –
-1,796
Closed -$223K
ED icon
138
Consolidated Edison
ED
$39.8B
– –
-11,661
Closed -$1.17M
HUBS icon
139
HubSpot
HUBS
$12.3B
– –
-375
Closed -$209K
INTC icon
140
Intel
INTC
$459B
– –
-9,825
Closed -$220K
MDIV icon
141
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
– –
-1,632,390
Closed -$25.8M
NEE icon
142
NextEra Energy
NEE
$181B
– –
-3,295
Closed -$229K
RWK icon
143
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
– –
-2,017
Closed -$236K
SCCO icon
144
Southern Copper
SCCO
$155B
– –
-4,211
Closed -$411K
SLF icon
145
Sun Life Financial
SLF
$45.7B
– –
-3,188
Closed -$212K
SMLR
146
DELISTED
Semler Scientific
SMLR
– –
-11,700
Closed -$453K
BRRWU
147
DELISTED
Columbus Circle Capital Corp I Units
BRRWU
– –
-37,000
Closed -$424K
2 3 4 5
6

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CCM
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FCI
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FWA
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VIM
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HB
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DWRES
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Flaharty Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Flaharty Asset Management held 147 positions worth $787M, up 7.7% from $731M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Flaharty Asset Management deployed $25.5M of net new capital in Q3 2025, opening 18 new positions and adding to 45 existing holdings. Its largest new stake was Franklin US Treasury Bond ETF: 1,338,170 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Bitcoin Trust, an estimated $532K trimmed.

  • Flaharty Asset Management's largest Q3 2025 buy was Franklin US Treasury Bond ETF: 1,338,170 shares worth $27.6M.
  • Flaharty Asset Management added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $6.16M increase.
  • Flaharty Asset Management's biggest Q3 2025 reduction was iShares Bitcoin Trust, cutting an estimated $532K.
  • Flaharty Asset Management fully exited First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q3 2025, selling an estimated $25.8M.
  • Flaharty Asset Management's ten largest holdings make up 48% of its $787M portfolio in Q3 2025.
  • Flaharty Asset Management opened 18 new positions and closed 17 in Q3 2025.
  • Flaharty Asset Management's portfolio value rose 7.7% quarter-over-quarter to $787M.

Based on Flaharty Asset Management's 13F filing for Q3 2025, filed 4 Nov 2025.