FAM

Flaharty Asset Management Portfolio holdings

AUM $485M
1-Year Return 10.09%
This Quarter Return
-1.39%
1 Year Return
+10.09%
3 Year Return
+26.49%
5 Year Return
+44.14%
10 Year Return
–
AUM
$485M
AUM Growth
+$16.7M
Cap. Flow
+$24.2M
Cap. Flow %
4.98%
Top 10 Hldgs %
50.52%
Holding
141
New
18
Increased
49
Reduced
44
Closed
7

Top Buys

1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$3M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$2.63M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$2.14M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.88M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
$1.68M

Top Sells

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.97M
2
ARKW icon
ARK Web x.0 ETF
ARKW
$668K
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$560K
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$409K
5
FAD icon
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$319K

Sector Composition

1 Technology 1.65%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.43%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UNP icon
126
Union Pacific
UNP
$132B
$217K 0.04%
1,105
– –
FXZ icon
127
First Trust Materials AlphaDEX Fund
FXZ
$226M
$216K 0.04%
3,860
– –
ADBE icon
128
Adobe
ADBE
$146B
$214K 0.04%
372
-8
-2% -$4.6K
NOBL icon
129
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$213K 0.04%
2,401
+1
+0% +$89
NUE icon
130
Nucor
NUE
$33.3B
$212K 0.04%
+2,151
New +$212K
ITW icon
131
Illinois Tool Works
ITW
$77.4B
$205K 0.04%
993
+29
+3% +$5.99K
IYH icon
132
iShares US Healthcare ETF
IYH
$2.76B
$204K 0.04%
3,690
-350
-9% -$19.4K
CLF icon
133
Cleveland-Cliffs
CLF
$5.2B
$203K 0.04%
+10,270
New +$203K
DKS icon
134
Dick's Sporting Goods
DKS
$17.8B
$201K 0.04%
+1,679
New +$201K
DBEF icon
135
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.97B
– –
-6,567
Closed -$246K
GPN icon
136
Global Payments
GPN
$21.2B
– –
-1,092
Closed -$205K
TMO icon
137
Thermo Fisher Scientific
TMO
$185B
– –
-420
Closed -$212K
XLE icon
138
Energy Select Sector SPDR Fund
XLE
$27.2B
– –
-4,360
Closed -$235K
SUNS
139
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-10,975
Closed -$167K
ALXN
140
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-3,051
Closed -$560K
CINF icon
141
Cincinnati Financial
CINF
$24.3B
– –
-1,780
Closed -$208K
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