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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-5.29%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$486M
AUM Growth
-$6.16M
Cap. Flow
+$23M
Cap. Flow %
4.73%
Top 10 Hldgs %
51.66%
Holding
126
New
3
Increased
39
Reduced
48
Closed
12

Top Buys

Rank Stock Value
1
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$17.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14.2M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.94M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.27M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$2.01M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$29M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$879K
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$773K
5
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$379K

Sector Composition

Rank Sector Weight
1 Technology 1.25%
2 Healthcare 0.91%
3 Consumer Discretionary 0.47%
4 Communication Services 0.29%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
101
KLA
KLAC
$239B
$226K 0.05%
7,470
-610
-8% -$21.1K
XLK icon
102
State Street Technology Select Sector SPDR ETF
XLK
$115B
$225K 0.05%
3,788
-468
-11% -$31.9K
VO icon
103
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$221K 0.05%
4,708
– –
CSCO icon
104
Cisco
CSCO
$457B
$220K 0.05%
5,498
-236
-4% -$10.5K
RWK icon
105
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$219K 0.05%
2,941
+10
+0.3% +$833
XOM icon
106
ExxonMobil
XOM
$644B
$218K 0.04%
2,492
-45
-2% -$4.11K
BSCQ icon
107
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$216K 0.04%
11,601
– –
T icon
108
AT&T
T
$159B
$215K 0.04%
14,032
+503
+4% +$9.15K
BSCR icon
109
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$212K 0.04%
11,369
– –
DIA icon
110
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$211K 0.04%
734
-152
-17% -$48.3K
BSCS icon
111
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.56B
$206K 0.04%
10,785
– –
HUT
112
Hut 8
HUT
$12.1B
$122K 0.03%
13,700
+4,600
+51% +$47.9K
VRM icon
113
Vroom Inc
VRM
$39M
$77K 0.02%
825
+437
+113% +$58.3K
CAN
114
Canaan Creative
CAN
$127M
$46K 0.01%
14,000
+4,000
+40% +$14.6K
AMAT icon
115
Applied Materials
AMAT
$403B
– –
-3,021
Closed -$275K
AMD icon
116
Advanced Micro Devices
AMD
$776B
– –
-2,672
Closed -$204K
FXZ icon
117
First Trust Materials AlphaDEX Fund
FXZ
$368M
– –
-3,860
Closed -$218K
HON icon
118
Honeywell
HON
$77B
– –
-1,389
Closed -$228K
LQD icon
119
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
– –
-263,696
Closed -$29M
NOBL icon
120
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
– –
-4,876
Closed -$208K
NVDA icon
121
NVIDIA
NVDA
$4.86T
– –
-17,830
Closed -$270K
RDIV icon
122
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-5,082
Closed -$210K
RSPG icon
123
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$563M
– –
-3,273
Closed -$201K
RTX icon
124
RTX Corp
RTX
$290B
– –
-2,228
Closed -$214K
SLF icon
125
Sun Life Financial
SLF
$46B
– –
-4,411
Closed -$202K
2 3 4
5
6

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Flaharty Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Flaharty Asset Management held 126 positions worth $486M, down 1.3% from $492M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management deployed $23M of net new capital in Q3 2022, opening 3 new positions and adding to 39 existing holdings. Its largest new stake was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.1M trimmed.

  • Flaharty Asset Management's largest Q3 2022 buy was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2022, an estimated $2.94M increase.
  • Flaharty Asset Management's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.1M.
  • Flaharty Asset Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $486M portfolio in Q3 2022.
  • Flaharty Asset Management opened 3 new positions and closed 12 in Q3 2022.
  • Flaharty Asset Management's portfolio value fell 1.3% quarter-over-quarter to $486M.

Based on Flaharty Asset Management's 13F filing for Q3 2022, filed 3 Nov 2022.