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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.68%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$543M
AUM Growth
+$58.8M
Cap. Flow
+$38.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
49.94%
Holding
150
New
16
Increased
49
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
PFM icon
Invesco Dividend Achievers ETF
PFM
+$13.4M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.49M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.74M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.59M
5
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$2.48M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.2M
2
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$878K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$667K
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$471K
5
ARKF icon
ARK Blockchain & Fintech Innovation ETF
ARKF
+$397K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.45%
5 Financials 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
76
Cisco
CSCO
$457B
$416K 0.08%
6,561
+1
+0% +$57
XLK icon
77
State Street Technology Select Sector SPDR ETF
XLK
$115B
$409K 0.08%
4,704
-220
-4% -$18.1K
ADBE icon
78
Adobe
ADBE
$99.5B
$392K 0.07%
692
+320
+86% +$200K
HYG icon
79
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$391K 0.07%
4,495
– –
MCD icon
80
McDonald's
MCD
$192B
$388K 0.07%
1,449
+24
+2% +$6.06K
FSK icon
81
FS KKR Capital
FSK
$2.96B
$386K 0.07%
18,423
-2,703
-13% -$58.4K
AZN icon
82
AstraZeneca
AZN
$263B
$384K 0.07%
3,295
+55
+2% +$6.47K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$382K 0.07%
1,279
-132
-9% -$37.8K
NOBL icon
84
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$378K 0.07%
7,704
+2,902
+60% +$137K
KLAC icon
85
KLA
KLAC
$239B
$370K 0.07%
8,600
-870
-9% -$33.6K
UNH icon
86
UnitedHealth
UNH
$376B
$357K 0.07%
710
– –
AMD icon
87
Advanced Micro Devices
AMD
$776B
$354K 0.07%
2,462
+87
+4% +$11.7K
GOOG icon
88
Alphabet (Google) Class C
GOOG
$4.36T
$353K 0.07%
2,440
– –
RDIV icon
89
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$345K 0.06%
8,197
-2,868
-26% -$116K
HYLS icon
90
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$343K 0.06%
+7,172
New +$343K
NEE icon
91
NextEra Energy
NEE
$181B
$327K 0.06%
3,501
+6
+0.2% +$519
MINT icon
92
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$326K 0.06%
3,210
– –
DIA icon
93
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$315K 0.06%
867
-31
-3% -$11K
PBP icon
94
Invesco S&P 500 BuyWrite ETF
PBP
$354M
$315K 0.06%
13,610
-1,750
-11% -$41.4K
PFE icon
95
Pfizer
PFE
$143B
$311K 0.06%
5,258
-3,031
-37% -$150K
RAVI icon
96
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$305K 0.06%
4,040
– –
VO icon
97
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$300K 0.06%
4,708
– –
GOOGL icon
98
Alphabet (Google) Class A
GOOGL
$4.36T
$298K 0.05%
2,060
– –
WMT icon
99
Walmart Inc
WMT
$885B
$297K 0.05%
6,162
-219
-3% -$10.5K
DVN icon
100
Devon Energy
DVN
$52.1B
$287K 0.05%
+6,524
New +$271K
2 3
4
5 6

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VIM
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Flaharty Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Flaharty Asset Management held 150 positions worth $543M, up 12% from $485M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $38.2M of net new capital in Q4 2021, opening 16 new positions and adding to 49 existing holdings. Its largest new stake was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $667K trimmed.

  • Flaharty Asset Management's largest Q4 2021 buy was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.
  • Flaharty Asset Management added most to Invesco Dividend Achievers ETF in Q4 2021, an estimated $13.4M increase.
  • Flaharty Asset Management's biggest Q4 2021 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $667K.
  • Flaharty Asset Management fully exited ARK Genomic Revolution ETF in Q4 2021, selling an estimated $2.2M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $543M portfolio in Q4 2021.
  • Flaharty Asset Management opened 16 new positions and closed 14 in Q4 2021.
  • Flaharty Asset Management's portfolio value rose 12% quarter-over-quarter to $543M.

Based on Flaharty Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.