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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$33.7M
Cap. Flow
+$26.5M
Cap. Flow %
11.62%
Top 10 Hldgs %
58.74%
Holding
97
New
35
Increased
33
Reduced
19
Closed
8

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$18M
2
BIZD icon
VanEck BDC Income ETF
BIZD
+$8.8M
3
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$5.65M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$2.98M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.01M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$17.8M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$10.1M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$3.17M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$651K
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$288K

Sector Composition

Rank Sector Weight
1 Healthcare 2.36%
2 Technology 2.34%
3 Industrials 1.35%
4 Financials 0.84%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
76
CSX Corp
CSX
$95.4B
$286K 0.13%
+14,604
New +$259K
LMT icon
77
Lockheed Martin
LMT
$134B
$283K 0.12%
+862
New +$272K
ABMD
78
DELISTED
Abiomed Inc
ABMD
$277K 0.12%
1,331
+31
+2% +$5.79K
VZ icon
79
Verizon
VZ
$199B
$251K 0.11%
4,796
+650
+16% +$32K
RTX icon
80
RTX Corp
RTX
$295B
$249K 0.11%
+2,983
New +$226K
SWKS icon
81
Skyworks Solutions
SWKS
$9.38B
$248K 0.11%
+2,453
New +$256K
CSCO icon
82
Cisco
CSCO
$448B
$238K 0.1%
5,949
-18
-0.3% -$643
DEM icon
83
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.87B
$238K 0.1%
+5,073
New +$222K
TXN icon
84
Texas Instruments
TXN
$252B
$237K 0.1%
+2,164
New +$211K
ADP icon
85
Automatic Data Processing
ADP
$103B
$229K 0.1%
+1,941
New +$222K
MCD icon
86
McDonald's
MCD
$192B
$220K 0.1%
+1,267
New +$213K
QQQ icon
87
Invesco QQQ Trust
QQQ
$446B
$212K 0.09%
+1,306
New +$199K
VER
88
DELISTED
VEREIT, Inc.
VER
$130K 0.06%
3,436
-70
-2% -$2.81K
AXAS
89
DELISTED
Abraxas Petroleum Corp
AXAS
$63K 0.03%
+1,250
New +$51.9K
ARR
90
Armour Residential REIT
ARR
$2.02B
– –
-1,485
Closed -$200K
FENY icon
91
Fidelity MSCI Energy Index ETF
FENY
$1.98B
– –
-15,316
Closed -$288K
FXN icon
92
First Trust Energy AlphaDEX Fund
FXN
$381M
– –
-222,811
Closed -$3.17M
PFF icon
93
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-465,609
Closed -$17.8M
WYY icon
94
WidePoint Corp
WYY
$105M
– –
-2,745
Closed -$17K
XLK icon
95
State Street Technology Select Sector SPDR ETF
XLK
$113B
– –
-6,880
Closed -$206K
BKCC
96
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-1,358,274
Closed -$10.1M
OIL
97
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-20,366
Closed -$104K
1 2 3
4

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YEPX
Yorktown Energy Partners X New York $69.5M AUM 143.07% 1-Year Est. Return
AC
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CCM
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FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
FWA
Fidelis Wealth Advisors Castle Rock, Colorado $68.7M AUM
VIM
VCU Investment Management Richmond, Virginia $68.6M AUM
HB
Hauser Brothers Freiburg Im Breisgau, Germany $71.4M AUM 101.05% 1-Year Est. Return
DWRES
Divco West Real Estate Services San Francisco, California $71.9M AUM 21.93% 1-Year Est. Return

Flaharty Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, Flaharty Asset Management held 97 positions worth $228M, up 17% from $194M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Flaharty Asset Management deployed $26.5M of net new capital in Q4 2017, opening 35 new positions and adding to 33 existing holdings. Its largest new stake was VanEck BDC Income ETF: 513,275 shares worth $8.59M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $651K trimmed.

  • Flaharty Asset Management's largest Q4 2017 buy was VanEck BDC Income ETF: 513,275 shares worth $8.59M.
  • Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2017, an estimated $18M increase.
  • Flaharty Asset Management's biggest Q4 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $651K.
  • Flaharty Asset Management fully exited iShares Preferred and Income Securities ETF in Q4 2017, selling an estimated $17.8M.
  • Flaharty Asset Management's ten largest holdings make up 59% of its $228M portfolio in Q4 2017.
  • Flaharty Asset Management opened 35 new positions and closed 8 in Q4 2017.
  • Flaharty Asset Management's portfolio value rose 17% quarter-over-quarter to $228M.

Based on Flaharty Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.