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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-5.29%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$486M
AUM Growth
-$6.16M
Cap. Flow
+$23M
Cap. Flow %
4.73%
Top 10 Hldgs %
51.66%
Holding
126
New
3
Increased
39
Reduced
48
Closed
12

Top Buys

Rank Stock Value
1
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$17.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14.2M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.94M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.27M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$2.01M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$29M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$879K
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$773K
5
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$379K

Sector Composition

Rank Sector Weight
1 Technology 1.25%
2 Healthcare 0.91%
3 Consumer Discretionary 0.47%
4 Communication Services 0.29%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
51
First Trust Technology AlphaDEX Fund
FXL
$2.62B
$730K 0.15%
8,414
-374
-4% -$37K
VMC icon
52
Vulcan Materials
VMC
$36.1B
$721K 0.15%
4,572
– –
AMLP icon
53
Alerian MLP ETF
AMLP
$12.9B
$718K 0.15%
19,630
+8,360
+74% +$318K
IWB icon
54
iShares Russell 1000 ETF
IWB
$48.9B
$718K 0.15%
3,638
-22
-0.6% -$4.83K
JMBS icon
55
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.7B
$679K 0.14%
15,075
-767
-5% -$36.6K
HD icon
56
Home Depot
HD
$334B
$669K 0.14%
2,424
-171
-7% -$50.5K
AZN icon
57
AstraZeneca
AZN
$239B
$665K 0.14%
6,062
-55
-0.9% -$6.98K
IWM icon
58
iShares Russell 2000 ETF
IWM
$81.4B
$605K 0.12%
3,667
+600
+20% +$109K
AMZN icon
59
Amazon
AMZN
$3.06T
$592K 0.12%
5,243
-967
-16% -$122K
MUB icon
60
iShares National Muni Bond ETF
MUB
$45.2B
$592K 0.12%
5,767
+235
+4% +$25K
BAC icon
61
Bank of America
BAC
$435B
$573K 0.12%
18,962
+39
+0.2% +$1.3K
RWL icon
62
Invesco S&P 500 Revenue ETF
RWL
$9.76B
$522K 0.11%
7,778
+10
+0.1% +$735
BSJO
63
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$519K 0.11%
24,015
– –
RSP icon
64
Invesco S&P 500 Equal Weight ETF
RSP
$97.8B
$516K 0.11%
4,051
+2,315
+133% +$327K
BSJM
65
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$493K 0.1%
22,462
– –
GLD icon
66
SPDR Gold Trust
GLD
$131B
$464K 0.1%
3,003
– –
PG icon
67
Procter & Gamble
PG
$337B
$431K 0.09%
3,417
-568
-14% -$80.7K
VZ icon
68
Verizon
VZ
$198B
$417K 0.09%
10,985
-2,603
-19% -$116K
LLY icon
69
Eli Lilly
LLY
$991B
$416K 0.09%
1,287
-316
-20% -$100K
MINT icon
70
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$396K 0.08%
4,007
+797
+25% +$79K
SURE icon
71
AdvisorShares Insider Advantage ETF
SURE
$56.6M
$388K 0.08%
4,967
– –
UNH icon
72
UnitedHealth
UNH
$378B
$378K 0.08%
748
+8
+1% +$4.21K
SO icon
73
Southern Company
SO
$108B
$377K 0.08%
5,550
+2,300
+71% +$174K
DUK icon
74
Duke Energy
DUK
$97B
$370K 0.08%
3,980
-398
-9% -$42.7K
INTC icon
75
Intel
INTC
$457B
$366K 0.08%
14,218
-65
-0.5% -$2.22K
1 2
3
4 5

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Flaharty Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Flaharty Asset Management held 126 positions worth $486M, down 1.3% from $492M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management deployed $23M of net new capital in Q3 2022, opening 3 new positions and adding to 39 existing holdings. Its largest new stake was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.1M trimmed.

  • Flaharty Asset Management's largest Q3 2022 buy was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2022, an estimated $2.94M increase.
  • Flaharty Asset Management's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.1M.
  • Flaharty Asset Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $486M portfolio in Q3 2022.
  • Flaharty Asset Management opened 3 new positions and closed 12 in Q3 2022.
  • Flaharty Asset Management's portfolio value fell 1.3% quarter-over-quarter to $486M.

Based on Flaharty Asset Management's 13F filing for Q3 2022, filed 3 Nov 2022.