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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-3.42%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$13.6M
Cap. Flow
+$35.9M
Cap. Flow %
6%
Top 10 Hldgs %
52.59%
Holding
473
New
364
Increased
51
Reduced
26
Closed
–

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$2.38M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.75M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.71M
4
PFFD icon
Global X US Preferred ETF
PFFD
+$1.69M
5
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$1.38M

Top Sells

Rank Stock Value
1
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.55M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$468K
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$285K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$215K
5
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$212K

Sector Composition

Rank Sector Weight
1 Technology 1.71%
2 Healthcare 0.87%
3 Industrials 0.55%
4 Financials 0.46%
5 Consumer Discretionary 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.45T
$2.97M 0.5%
9,414
+75
+0.8% +$24.8K
XYLD icon
27
Global X S&P 500 Covered Call ETF
XYLD
$3.24B
$2.96M 0.5%
76,185
+11,338
+17% +$459K
AAPL icon
28
Apple
AAPL
$4.54T
$2.88M 0.48%
16,806
-390
-2% -$71.5K
AVUV icon
29
Avantis US Small Cap Value ETF
AVUV
$30.3B
$2.42M 0.41%
31,083
-2,634
-8% -$212K
QYLD icon
30
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.32M 0.39%
138,282
+5,231
+4% +$91.8K
XLI icon
31
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$2.26M 0.38%
22,340
-2,011
-8% -$215K
FDN icon
32
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.21M 0.37%
13,840
-351
-2% -$58.3K
VNQ icon
33
Vanguard Real Estate ETF
VNQ
$39.2B
$1.98M 0.33%
26,143
+7,418
+40% +$612K
JNJ icon
34
Johnson & Johnson
JNJ
$618B
$1.83M 0.31%
11,752
– –
RDVY icon
35
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.67M 0.28%
36,321
-2,702
-7% -$129K
BSCO
36
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.63M 0.27%
78,982
+5,750
+8% +$119K
AMLP icon
37
Alerian MLP ETF
AMLP
$13B
$1.48M 0.25%
35,104
+8,408
+31% +$345K
BSCR icon
38
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$1.44M 0.24%
76,909
+7,940
+12% +$150K
BSCQ icon
39
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.42M 0.24%
75,851
+7,950
+12% +$150K
BSCN
40
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.29M 0.22%
60,818
– –
CAT icon
41
Caterpillar
CAT
$375B
$1.28M 0.21%
4,698
-487
-9% -$132K
GRID
42
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$1.28M 0.21%
+13,636
New +$1.38M
BSCP
43
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.09M 0.18%
54,050
+7,450
+16% +$150K
ROBT icon
44
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$721M
$1.06M 0.18%
26,129
-562
-2% -$24.5K
AGG icon
45
iShares Core US Aggregate Bond ETF
AGG
$137B
$973K 0.16%
10,349
+2,850
+38% +$274K
VMC icon
46
Vulcan Materials
VMC
$34.8B
$924K 0.15%
4,572
– –
NXTG icon
47
First Trust Indxx NextG ETF
NXTG
$536M
$870K 0.15%
12,825
-330
-3% -$23.2K
ETY icon
48
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$844K 0.14%
73,129
-3,021
-4% -$36.6K
BSJN
49
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$840K 0.14%
35,725
– –
IWB icon
50
iShares Russell 1000 ETF
IWB
$48.2B
$839K 0.14%
3,573
– –
1
2
3 4 5

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FWA
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VIM
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Flaharty Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Flaharty Asset Management held 473 positions worth $598M, up 2.3% from $584M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Flaharty Asset Management deployed $35.9M of net new capital in Q3 2023, opening 364 new positions and adding to 51 existing holdings. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was First Trust Cloud Computing ETF, an estimated $1.55M trimmed.

  • Flaharty Asset Management's largest Q3 2023 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q3 2023, an estimated $2.38M increase.
  • Flaharty Asset Management's biggest Q3 2023 reduction was First Trust Cloud Computing ETF, cutting an estimated $1.55M.
  • Flaharty Asset Management's ten largest holdings make up 53% of its $598M portfolio in Q3 2023.
  • Flaharty Asset Management opened 364 new positions and closed 0 in Q3 2023.
  • Flaharty Asset Management's portfolio value rose 2.3% quarter-over-quarter to $598M.

Based on Flaharty Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.