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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.68%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$543M
AUM Growth
+$58.8M
Cap. Flow
+$38.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
49.94%
Holding
150
New
16
Increased
49
Reduced
42
Closed
14

Top Buys

Rank Stock Value
1
PFM icon
Invesco Dividend Achievers ETF
PFM
+$13.4M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.49M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.74M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.59M
5
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$2.48M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.2M
2
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$878K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$667K
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$471K
5
ARKF icon
ARK Blockchain & Fintech Innovation ETF
ARKF
+$397K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.45%
5 Financials 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.35T
$3.17M 0.58%
9,410
-631
-6% -$205K
AAPL icon
27
Apple
AAPL
$4.9T
$3.06M 0.56%
17,239
+966
+6% +$153K
EMQQ icon
28
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$272M
$2.72M 0.5%
63,476
-422
-0.7% -$20.4K
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.36M 0.43%
20,676
-5,831
-22% -$667K
XLI icon
30
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$2.26M 0.42%
21,379
+2,617
+14% +$272K
PFF icon
31
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.26M 0.42%
57,327
-3,165
-5% -$123K
ROBT icon
32
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$714M
$2.26M 0.42%
40,983
-1,878
-4% -$103K
FXO icon
33
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$2.19M 0.4%
+47,400
New +$2.21M
JNJ icon
34
Johnson & Johnson
JNJ
$617B
$2.09M 0.39%
12,239
– –
RDVY icon
35
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$2.08M 0.38%
40,236
+5,362
+15% +$270K
BSCO
36
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.74M 0.32%
79,765
– –
BSCN
37
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.73M 0.32%
80,770
-1,855
-2% -$40K
ETY icon
38
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$1.66M 0.3%
110,036
-15,719
-12% -$230K
NXTG icon
39
First Trust Indxx NextG ETF
NXTG
$540M
$1.65M 0.3%
20,022
-8
-0% -$637
BSCM
40
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.54M 0.28%
72,060
-1,865
-3% -$40K
ARKK icon
41
ARK Innovation ETF
ARKK
$5.77B
$1.44M 0.26%
15,182
-1,558
-9% -$170K
TIP icon
42
iShares TIPS Bond ETF
TIP
$14.5B
$1.42M 0.26%
11,006
+1,613
+17% +$208K
TSLA icon
43
Tesla
TSLA
$1.22T
$1.27M 0.23%
3,615
+387
+12% +$130K
ARKW icon
44
ARK Web x.0 ETF
ARKW
$1.65B
$1.25M 0.23%
10,529
-3,330
-24% -$471K
FXL icon
45
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$1.16M 0.21%
8,784
+2
+0% +$262
AMZN icon
46
Amazon
AMZN
$2.53T
$1.07M 0.2%
6,420
+320
+5% +$54.8K
BSJN
47
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.07M 0.2%
42,325
– –
IWB icon
48
iShares Russell 1000 ETF
IWB
$47.9B
$1.06M 0.2%
4,021
+1
+0% +$257
BSCP
49
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.02M 0.19%
46,600
+35,384
+315% +$779K
CAT icon
50
Caterpillar
CAT
$373B
$958K 0.18%
4,635
– –
1
2
3 4 5

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Flaharty Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, Flaharty Asset Management held 150 positions worth $543M, up 12% from $485M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Flaharty Asset Management deployed $38.2M of net new capital in Q4 2021, opening 16 new positions and adding to 49 existing holdings. Its largest new stake was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $667K trimmed.

  • Flaharty Asset Management's largest Q4 2021 buy was First Trust Financials AlphaDEX Fund: 47,400 shares worth $2.19M.
  • Flaharty Asset Management added most to Invesco Dividend Achievers ETF in Q4 2021, an estimated $13.4M increase.
  • Flaharty Asset Management's biggest Q4 2021 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $667K.
  • Flaharty Asset Management fully exited ARK Genomic Revolution ETF in Q4 2021, selling an estimated $2.2M.
  • Flaharty Asset Management's ten largest holdings make up 50% of its $543M portfolio in Q4 2021.
  • Flaharty Asset Management opened 16 new positions and closed 14 in Q4 2021.
  • Flaharty Asset Management's portfolio value rose 12% quarter-over-quarter to $543M.

Based on Flaharty Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.