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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
451
Warner Bros
WBD
$65.1B
– –
-1,049
Closed -$11.4K
WDS icon
452
Woodside Energy
WDS
$41.9B
– –
-29
Closed -$675
WFC icon
453
Wells Fargo
WFC
$270B
– –
-2,738
Closed -$112K
WH icon
454
Wyndham Hotels & Resorts
WH
$5.65B
– –
-60
Closed -$4.17K
WMB icon
455
Williams Companies
WMB
$87.8B
– –
-417
Closed -$14K
WOOD icon
456
iShares Global Timber & Forestry ETF
WOOD
$271M
– –
-40
Closed -$2.96K
WSO icon
457
Watsco Inc
WSO
$13.7B
– –
-100
Closed -$37.8K
XHR
458
Xenia Hotels & Resorts
XHR
$1.89B
– –
-196
Closed -$2.31K
XLB icon
459
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
– –
-100
Closed -$3.93K
XLE icon
460
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
– –
-2,468
Closed -$112K
XLRE icon
461
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
– –
-138
Closed -$4.7K
XLV icon
462
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
– –
-969
Closed -$125K
XPH icon
463
State Street SPDR S&P Pharmaceuticals ETF
XPH
$504M
– –
-5,110
Closed -$203K
ZBH icon
464
Zimmer Biomet
ZBH
$19B
– –
-831
Closed -$93.3K
ZIM icon
465
ZIM Integrated Shipping Services
ZIM
$3.2B
– –
-463
Closed -$4.84K
ZM icon
466
Zoom
ZM
$29.5B
– –
-7
Closed -$490
ZTS icon
467
Zoetis
ZTS
$31.2B
– –
-65
Closed -$11.3K
NBIS
468
Nebius Group N.V.
NBIS
$55.6B
– –
-3,200
Closed –
FLG
469
Flagstar Bank National Association
FLG
$5.96B
– –
-58
Closed -$1.99K
XYZ
470
Block Inc
XYZ
$50.1B
– –
-57
Closed -$2.52K
VJET
471
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-48
Closed -$50
LTHM
472
DELISTED
Livent Corporation
LTHM
– –
-2,000
Closed -$36.8K
BSJN
473
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-35,725
Closed -$840K
CGRN
474
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-10
Closed -$7
DZSI
475
DELISTED
DZS Inc. Common Stock
DZSI
– –
-2,323
Closed -$4.88K
16 17 18
19
20

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FWA
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VIM
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HB
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PWS
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RCM
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RC
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.