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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
426
Uber
UBER
$137B
– –
-89
Closed -$4.09K
UL icon
427
Unilever
UL
$139B
– –
-30
Closed -$1.68K
ULTA icon
428
Ulta Beauty
ULTA
$23.1B
– –
-15
Closed -$5.99K
UNM icon
429
Unum
UNM
$14.1B
– –
-97
Closed -$4.77K
UNP icon
430
Union Pacific
UNP
$176B
– –
-146
Closed -$29.7K
UPS icon
431
United Parcel Service
UPS
$91.3B
– –
-352
Closed -$54.9K
UPST icon
432
Upstart Holdings
UPST
$3B
– –
-200
Closed -$5.71K
URI icon
433
United Rentals
URI
$72.2B
– –
-76
Closed -$34K
USB icon
434
US Bancorp
USB
$100B
– –
-100
Closed -$3.31K
USMV icon
435
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
– –
-525
Closed -$38K
V icon
436
Visa
V
$687B
– –
-560
Closed -$129K
VBR icon
437
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
– –
-120
Closed -$19.1K
VCIT icon
438
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-954
Closed -$72.5K
VCR icon
439
Vanguard Consumer Discretionary ETF
VCR
$6.3B
– –
-210
Closed -$56.6K
VDC icon
440
Vanguard Consumer Staples ETF
VDC
$7.98B
– –
-128
Closed -$23.4K
VIG icon
441
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-290
Closed -$45.1K
VLO icon
442
Valero Energy
VLO
$87.8B
– –
-1
Closed -$142
VLY icon
443
Valley National Bancorp
VLY
$8.17B
– –
-577
Closed -$4.94K
VO icon
444
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-2,892
Closed -$151K
VOD icon
445
Vodafone
VOD
$35.4B
– –
-632
Closed -$5.99K
VREX icon
446
Varex Imaging
VREX
$520M
– –
-80
Closed -$1.5K
VTRS icon
447
Viatris
VTRS
$20.6B
– –
-125
Closed -$1.23K
VTV icon
448
Vanguard Morningstar Value ETF
VTV
$191B
– –
-873
Closed -$120K
VXUS icon
449
Vanguard Total International Stock ETF
VXUS
$159B
– –
-11
Closed -$589
VYM icon
450
Vanguard High Dividend Yield ETF
VYM
$82.6B
– –
-835
Closed -$86.3K
16 17
18
19 20

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VIM
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.