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FAM
Flaharty Asset Management Portfolio holdings
AUM
$69.9M
1-Year Est. Return
13.96%
This Fund
S&P 500
This Quarter
Est. Return
-3.42%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$13.6M
(+2.3%)
Cap. Flow
+$35.9M
Cap. Flow
% of AUM
6%
Top 10 Holdings %
Top 10 Hldgs %
52.59%
Holding
473
New
364
Increased
51
Reduced
26
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$2.38M |
| 2 |
State Street SPDR S&P Dividend ETF
SDY
|
+$1.75M |
| 3 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$1.71M |
| 4 |
Global X US Preferred ETF
PFFD
|
+$1.69M |
| 5 |
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
|
+$1.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Cloud Computing ETF
SKYY
|
+$1.55M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$468K |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$285K |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$215K |
| 5 |
Avantis US Small Cap Value ETF
AVUV
|
+$212K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.71% |
| 2 | Healthcare | 0.87% |
| 3 | Industrials | 0.55% |
| 4 | Financials | 0.46% |
| 5 | Consumer Discretionary | 0.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
UiPath
PATH
$7.16B
| $3.42K | ﹤0.01% |
+200
| New | +$3.33K |
|
402
BioVie
BIVI
$15.4M
| $3.41K | ﹤0.01% |
+10
| New | +$3.91K |
|
403
US Bancorp
USB
$100B
| $3.31K | ﹤0.01% |
+100
| New | +$3.64K |
|
404
Norwegian Cruise Line
NCLH
$9.32B
| $3.3K | ﹤0.01% |
+200
| New | +$3.69K |
|
405
ING
ING
$103B
| $3.23K | ﹤0.01% |
+245
| New | +$3.45K |
|
406
NBT Bancorp
NBTB
$2.77B
| $3.17K | ﹤0.01% |
+100
| New | +$3.42K |
|
|
DOCU
407
DocuSign
DOCU
$11B
| $3.11K | ﹤0.01% |
+74
| New | +$3.63K |
|
|
CFLT
408
DELISTED
Confluent
CFLT
| $2.96K | ﹤0.01% |
+100
| New | +$3.35K |
|
409
iShares Global Timber & Forestry ETF
WOOD
$271M
| $2.96K | ﹤0.01% |
+40
| New | +$2.95K |
|
410
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $2.93K | ﹤0.01% |
+32
| New | +$3.02K |
|
411
S&P Global
SPGI
$121B
| $2.92K | ﹤0.01% |
+8
| New | +$3.15K |
|
412
ARK Genomic Revolution ETF
ARKG
$1.66B
| $2.79K | ﹤0.01% |
+100
| New | +$3.27K |
|
413
Kroger
KR
$34.7B
| $2.77K | ﹤0.01% |
+62
| New | +$2.92K |
|
414
Amplify Alternative Harvest ETF
MJ
$99.4M
| $2.77K | ﹤0.01% |
+63
| New | +$2.55K |
|
415
Dow Inc
DOW
$21.4B
| $2.73K | ﹤0.01% |
+53
| New | +$2.85K |
|
416
Elevance Health
ELV
$84.8B
| $2.61K | ﹤0.01% |
+6
| New | +$2.72K |
|
417
ProQR Therapeutics
PRQR
$278M
| $2.6K | ﹤0.01% |
+2,000
| New | +$3.15K |
|
|
XYZ
418
Block Inc
XYZ
$50.1B
| $2.52K | ﹤0.01% |
+57
| New | +$3.53K |
|
419
Liberty Broadband Class C
LBRDK
$5.16B
| $2.47K | ﹤0.01% |
+27
| New | +$2.41K |
|
|
XHR
420
Xenia Hotels & Resorts
XHR
$1.89B
| $2.31K | ﹤0.01% |
+196
| New | +$2.36K |
|
421
AdvanSix
ASIX
$540M
| $2.21K | ﹤0.01% |
+71
| New | +$2.46K |
|
422
Illumina
ILMN
$30.2B
| $2.06K | ﹤0.01% |
+15
| New | +$2.47K |
|
|
FLG
423
Flagstar Bank National Association
FLG
$5.96B
| $1.99K | ﹤0.01% |
+58
| New | +$2.1K |
|
424
ARK Innovation ETF
ARKK
$6.05B
| $1.98K | ﹤0.01% |
+50
| New | +$2.2K |
|
425
Toyota
TM
$220B
| $1.98K | ﹤0.01% |
+11
| New | +$1.88K |
|
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Flaharty Asset Management's Q3 2023 Portfolio in Review
As of Q3 2023, Flaharty Asset Management held 473 positions worth $598M, up 2.3% from $584M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Flaharty Asset Management deployed $35.9M of net new capital in Q3 2023, opening 364 new positions and adding to 51 existing holdings. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Industrials.
On the sell side, the largest reduction was First Trust Cloud Computing ETF, an estimated $1.55M trimmed.
- Flaharty Asset Management's largest Q3 2023 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 13,636 shares worth $1.28M.
- Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q3 2023, an estimated $2.38M increase.
- Flaharty Asset Management's biggest Q3 2023 reduction was First Trust Cloud Computing ETF, cutting an estimated $1.55M.
- Flaharty Asset Management's ten largest holdings make up 53% of its $598M portfolio in Q3 2023.
- Flaharty Asset Management opened 364 new positions and closed 0 in Q3 2023.
- Flaharty Asset Management's portfolio value rose 2.3% quarter-over-quarter to $598M.
Based on Flaharty Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.