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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
376
Charles Schwab
SCHW
$188B
– –
-862
Closed -$47.3K
SHEL icon
377
Shell
SHEL
$243B
– –
-2,223
Closed -$143K
SHW icon
378
Sherwin-Williams
SHW
$89.7B
– –
-75
Closed -$19.1K
SHY icon
379
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-65
Closed -$5.26K
SIRI icon
380
SiriusXM
SIRI
$10.3B
– –
-90
Closed -$4.07K
SITC icon
381
SITE Centers
SITC
$172M
– –
-12
Closed -$111
SKYY icon
382
First Trust Cloud Computing ETF
SKYY
$3.07B
– –
-761
Closed -$57.8K
SLB icon
383
SLB Ltd
SLB
$74.1B
– –
-1,632
Closed -$95.1K
SLF icon
384
Sun Life Financial
SLF
$45.3B
– –
-4,411
Closed -$215K
SLV icon
385
iShares Silver Trust
SLV
$29.9B
– –
-584
Closed -$11.9K
SMG icon
386
ScottsMiracle-Gro
SMG
$3.85B
– –
-75
Closed -$3.88K
SNOW icon
387
Snowflake
SNOW
$110B
– –
-93
Closed -$14.2K
SNPS icon
388
Synopsys
SNPS
$76.7B
– –
-58
Closed -$26.6K
SNV
389
DELISTED
Synovus
SNV
– –
-200
Closed -$5.56K
SOFI icon
390
SoFi Technologies
SOFI
$23.5B
– –
-200
Closed -$1.6K
SONY icon
391
Sony
SONY
$132B
– –
-275
Closed -$4.53K
SPGI icon
392
S&P Global
SPGI
$121B
– –
-8
Closed -$2.92K
SPSM icon
393
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
– –
-1,836
Closed -$67.7K
SPTL icon
394
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-343
Closed -$8.97K
SPTS icon
395
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-305
Closed -$8.76K
SRE icon
396
Sempra
SRE
$55.3B
– –
-1,350
Closed -$91.8K
SSB icon
397
SouthState Bank Corp
SSB
$10.6B
– –
-490
Closed -$33K
SSYS icon
398
Stratasys
SSYS
$778M
– –
-27
Closed -$367
STZ icon
399
Constellation Brands
STZ
$22.3B
– –
-200
Closed -$50.3K
SUB icon
400
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-313
Closed -$32.2K
14 15
16
17 18

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CCM
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FWA
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VIM
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HB
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PWS
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RCM
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RC
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.