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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYC icon
351
Paycom
PAYC
$8.15B
– –
-24
Closed -$6.22K
PFE icon
352
Pfizer
PFE
$147B
– –
-6,369
Closed -$211K
PFG icon
353
Principal Financial Group
PFG
$24.6B
– –
-609
Closed -$43.9K
PHM icon
354
Pultegroup
PHM
$25.3B
– –
-5
Closed -$370
PKST
355
DELISTED
Peakstone Realty Trust
PKST
– –
-1,388
Closed -$23.1K
PLTR icon
356
Palantir
PLTR
$380B
– –
-1,000
Closed -$16K
PNC icon
357
PNC Financial Services
PNC
$102B
– –
-102
Closed -$12.5K
POOL icon
358
Pool Corp
POOL
$7.51B
– –
-10
Closed -$3.56K
PPL
359
PPL Corp
PPL
$26.3B
– –
-200
Closed -$4.71K
PRQR icon
360
ProQR Therapeutics
PRQR
$278M
– –
-2,000
Closed -$2.6K
PRU icon
361
Prudential Financial
PRU
$41.7B
– –
-100
Closed -$9.49K
PRVA icon
362
Privia Health
PRVA
$3.02B
– –
-3,260
Closed -$75K
PSA icon
363
Public Storage
PSA
$61.1B
– –
-349
Closed -$92K
PYPL icon
364
PayPal
PYPL
$49.6B
– –
-1,341
Closed -$78.4K
PZA icon
365
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
– –
-439
Closed -$9.73K
QCOM icon
366
Qualcomm
QCOM
$165B
– –
-62
Closed -$6.89K
QRVO icon
367
Qorvo
QRVO
$8.4B
– –
-80
Closed -$7.64K
QS icon
368
QuantumScape Corp
QS
$3.4B
– –
-4,080
Closed -$27.3K
RBLX icon
369
Roblox
RBLX
$25.9B
– –
-200
Closed -$5.79K
RDIV icon
370
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-2
Closed -$74
RFG icon
371
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$350M
– –
-255
Closed -$9.99K
RSPM icon
372
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$193M
– –
-195
Closed -$6.05K
SAN icon
373
Banco Santander
SAN
$209B
– –
-1,479
Closed -$5.56K
SBUX icon
374
Starbucks
SBUX
$121B
– –
-268
Closed -$24.5K
SCHA icon
375
Schwab U.S Small- Cap ETF
SCHA
$23B
– –
-442
Closed -$9.15K
13 14
15
16 17

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CCM
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FWA
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VIM
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HB
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PWS
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RCM
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RC
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.